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LA

Lee O. Anderson

CROFT & BENDER, LP
Atlanta, GA 30327
Some features on this profile are disabled
CRD#: 6529253
LA

Professional summary

Lee Odom Anderson, who also goes by Lee Anderson, is a registered financial professional currently at CROFT & BENDER, LP located in Atlanta, Georgia.

Lee is registered as a RR (Registered Representative) and started their career in finance in 2019. Lee has worked at 2 firms and has passed the SIE, Series 99TO and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lee Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lee Odom Anderson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 21, 2018 - Present

CROFT & BENDER, LP

Office #1: 4401 Northside Parkway, Suite 395, Atlanta, GA 30327
RIA
BD
CRD#: 46680
Atlanta, GA
Past

August 14, 2019 - May 23, 2022

REAGAN SECURITIES, INC.

BD
CRD#: 156034
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 28
Date: 5/4/2018
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

C&
CROFT & BENDER, LP
CROFT & BENDER, LLC | CROFT & BENDER, LP

CRD#: 46680 / SEC#: 802-110053, 8-51520

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
4401 Northside Parkway, Suite 395, Atlanta, GA 30327
Mailing Address
4401 Northside Parkway, Suite 395, Atlanta, GA 30327
Phone number
(404) 841-3131
Established
Georgia since 12/31/2014
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (28 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
BRIGGS, FRANK HAY IIIOWNER/CO-CEO4124223
GOLDMAN, RONALD BRUCEOWNER/CHIEF COMPLIANCE OFFICER/CO-CEO3061431
TYE, STEVE BOMAROWNER/CO-CEO2781172
AGERTON, DEBORAH LYNNFINOP/CFO4460597

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
SECERA - Active2/18/2017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CROFT & BENDER, LP

CRD#: 46680Atlanta, GA 30327

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