Stephen V. Gagliardi

GREENLINE WEALTH MANAGEMENT

BOCA RATON, FL 33431

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CRD#: 6528854

Professional summary

Stephen Vincent Gagliardi is a registered financial advisor currently at GREENLINE WEALTH MANAGEMENT located in Boca Raton, Florida.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Stephen has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Greenline planning LLC; Managing Member; 09/2020; Boca Raton, FL; investment related: no; passthrough company for tax purposes. 0 hours per month 0 during securities trading. .

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Vincent Gagliardi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2018 - Present

GREENLINE WEALTH MANAGEMENT

Office #1: 301 Yamato Road Suite 3151, Boca Raton, FL 33431

RIA

CRD#: 298397

BOCA RATON, FL

Past

July 27, 2015 - July 18, 2018

ADP BROKER-DEALER, INC.

CRD#: 37693

ROSELAND, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/7/2024)

IAR

Florida
(9/17/2018)

IAR

Illinois
(8/14/2018)

IAR

New Jersey
(10/21/2021)

IAR

New York
(7/9/2024)

IAR

North Carolina
(7/22/2024)

IAR

Texas
(7/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/8/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/17/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/18/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/27/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GREENLINE WEALTH MANAGEMENT

GREENLINE WEALTH MANAGEMENT | GREENLINE WEALTH MANAGEMENT LLC

CRD#: 298397 / SEC#:

California

Registered Investment Advisory firm - (8/7/2024 Approved)

Florida

Registered Investment Advisory firm - (9/17/2018 Approved)

Illinois

Registered Investment Advisory firm - (8/14/2018 Approved)

Indiana

Registered Investment Advisory firm - (9/23/2024 Approved)

Kentucky

Registered Investment Advisory firm - (1/24/2025 Approved)

New Jersey

Registered Investment Advisory firm - (10/21/2021 Approved)

New York

Registered Investment Advisory firm - (7/9/2024 Approved)

North Carolina

Registered Investment Advisory firm - (7/22/2024 Approved)

Texas

Registered Investment Advisory firm - (7/2/2024 Conditional Restricted)

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Contact information

Main Address

301 Yamato Road Suite 3151, Boca Raton, FL 33431

Mailing Address

Phone number

(561) 405-6609

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	299
AUM (Assets Under Management)	$ 77,755,922

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen V. Gagliardi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Vincent Gagliardi's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREENLINE WEALTH MANAGEMENT

ADP BROKER-DEALER, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/8/2018

Series 63

Date: 8/17/2015

SIE

Date: 7/18/2018

Series 6

Date: 7/27/2015

Current Firm

GREENLINE WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GREENLINE WEALTH MANAGEMENT

TRUST BUT VERIFY

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