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JH

Joseph Caleb Hendrickson

CFP®
SENTINEL SECURITIES, LLC.
WAKEFIELD, MA
·CRD# 6528836·11 years experience

Professional Summary

Joseph Caleb Hendrickson, CFP®, who also goes by Joe Hendrickson, Joseph C Hendrickson, Joseph Hendrickson, is a registered financial advisor currently at SENTINEL SECURITIES, LLC. located in Wakefield, Massachusetts. Joseph is registered as a RR (Registered Representative) and started their career in finance in 2015. Joseph has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joe Hendrickson, Joseph C Hendrickson, Joseph Hendrickson

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner

Years of Experience

11 years in the financial services industry

Current & Past Employments

SENTINEL SECURITIES, LLC.·CRD# 110942
BD
100 Quannapowitt Pkwy Suite 402, Wakefield, MA 01880
June 25, 2026 - Present
GRADIENT SECURITIES, LLC·CRD# 127701
RIA
Arden Hills, MN
April 1, 2024 - November 5, 2025
GRADIENT SECURITIES, LLC·CRD# 127701
BD
Arden Hills, MN
April 1, 2024 - November 5, 2025
ALLIANZ LIFE FINANCIAL SERVICES, LLC·CRD# 612
BD
Minneapolis, MN
August 1, 2017 - March 15, 2024
QUESTAR CAPITAL CORPORATION·CRD# 43100
BD
Minneapolis, MN
May 17, 2016 - August 2, 2017
ALLIANZ LIFE FINANCIAL SERVICES, LLC·CRD# 612
BD
Golden Valley, MN
October 1, 2015 - July 11, 2016

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Current Firm

SS
SENTINEL SECURITIES, LLC.

SENTINEL SECURITIES, INC. | SENTINEL SECURITIES, LLC.

CRD#: 110942 / SEC#: 8-53142
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

100 Quannapowitt Pkwy Suite 402, Wakefield, MA 01880

Mailing Address

100 Quannapowitt Pkwy Suite 402, Wakefield, MA 01880

Phone Number

(781) 914-1254

Established

Delaware since 03/25/2025

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (50 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NEW SENTINEL HOLDCO, LLCMEMBER—
CARNEVALE, JAMES MICHAELPRESIDENT2710745
DIMASE, ROBERT MICHAELDIRECTOR2196424
DUSTIN JR, DOUGLAS KCCO5790881
DUSTIN JR, DOUGLAS KFINOP / CFO5790881

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. GRADIENT FINANCIAL GROUP; NOT INVESTMENT RELATED; 4105 LEXINGTON AVE N, ARDEN HILLS, MN 55126; SVP OF SALES DEVELOPMENT; START 03/2024; 160 HOURS PER MONTH; 160 HOURS DURING SECURITIES TRADING HOURS; DIRECTS AND LEADS SALES ANALYSIS AS WELL AS IDENTIFY AND DELIVER SALES STRATEGIES.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Minnesota
(6/25/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2015About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2015About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2015About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Joseph Caleb Hendrickson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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