Nicole P. Squires

ALASKA WEALTH ADVISORS

Anchorage, AK 99503

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CRD#: 6528781

Professional summary

Nicole Ponzio Squires, who also goes by Nicole Ponzio, Nicole Michelle Ponzio, Nicole Ponzio Squires, Nicole Squires, is a registered financial advisor currently at ALASKA WEALTH ADVISORS located in Anchorage, Alaska.

Nicole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Nicole has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicole Ponzio | Nicole Michelle Ponzio | Nicole Ponzio Squires | Nicole Squires

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

oSerenity Summit Yoga LLC oNOT investment related o6121 Hiland Road, Eagle River, AK 99577 oYoga instruction o100% managing member/owner oStart date June 2024 o1 hour/month, during non-working hours or trading hours. oPersonal yoga instruction

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicole Ponzio Squires's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 18, 2023 - Present

ALASKA WEALTH ADVISORS

Office #1: 3800 Centerpoint Drive Suite 910, Anchorage, AK 99503

RIA

CRD#: 172151

Anchorage, AK

Past

February 4, 2020 - July 11, 2023

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ANCHORAGE, AK

Past

February 4, 2020 - July 11, 2023

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ANCHORAGE, AK

Past

March 17, 2016 - January 16, 2020

FIRST COMMAND ADVISORY SERVICES

RIA

CRD#: 281958

Anchorage, AK

Past

February 3, 2016 - January 16, 2020

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

ANCHORAGE, AK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALASKA WEALTH ADVISORS

ALASKA WEALTH ADVISORS | AWMI | APCM WEALTH MANAGEMENT FOR INDIVIDUALS, LLC

CRD#: 172151 / SEC#: 801-80133

RIA

Registered Investment Advisory firm - (8/25/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alaska
(7/18/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/16/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/3/2016

General Securities Representative Examination

Current Firm

ALASKA WEALTH ADVISORS

ALASKA WEALTH ADVISORS | AWMI | APCM WEALTH MANAGEMENT FOR INDIVIDUALS, LLC

CRD#: 172151 / SEC#: 801-80133

RIA

Registered Investment Advisory firm - (8/25/2014 Approved)

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Contact information

Main Address

3800 Centerpoint Drive Suite 910, Anchorage, AK 99503

Mailing Address

Phone number

(907) 272-7575

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AWA 2A (11/5/2025)

Regulatory assets under management

Total Number of Accounts	2,008
AUM (Assets Under Management)	$ 925,384,680

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicole P. Squires

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicole Ponzio Squires's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST COMMAND ADVISORY SERVICES

FIRST COMMAND BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

ALASKA WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/16/2016

SIE

Date: 10/1/2018

Series 7

Date: 2/3/2016

Current Firm

ALASKA WEALTH ADVISORS

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALASKA WEALTH ADVISORS

TRUST BUT VERIFY

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