Bernardo B. Castro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernardo Benzi Castro, who also goes by Bernardo Benzi De Castro, was a registered financial professional .
Bernardo is a previously registered financial professional and started their career in finance in 2017. Bernardo had worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2019 - March 15, 2021
ADVENTIX GLOBAL MARKETS LLC
September 18, 2017 - August 8, 2018
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/4/2020
General Securities Representative ExaminationCurrent Firm
ADVENTIX GLOBAL MARKETS LLC
CRD#: 170640 / SEC#: , 8-69427
Contact information
FINRA licenses (3 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JACKSON SQUARE PARTNERS (FORMER NAME: ARDENT FINANCIAL LIMITED (UNITED KINGDOM) | 100% OWNER | |
| MCCLEAN, DAVID EDWARD | FINOP, CFO, CCO | |
| PERRY, JUSTIN MAXWELL | CEO | 2972607 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
