Caroline A. Hajost

BUILDER INVESTMENT GROUP | Financial Consultant

Atlanta, GA 30327

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CRD#: 6528392

Professional summary

Caroline Adams Hajost is a registered financial advisor currently at BUILDER INVESTMENT GROUP located in Atlanta, Georgia.

Caroline is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Caroline has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Biography

In my experience with Fidelity, I have developed a 3-step process to assist my clients and their families to plan for their goals. I take pride in being patient, thorough and growing my business by referrals. Fidelity is a trusted brand in the financial services industry, and it is my role to use Fidelity's resources to develop strategies with you based on your style of investing. I am focused on helping clients with a personalized plan to address your unique goals.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caroline Adams Hajost's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

University of Georgia

Bachelor of Arts (BA) - Journalism

2013

Experience

Current

July 10, 2024 - Present

BUILDER INVESTMENT GROUP

Office #1: 4401 Northside Pkwy Nw Suite 520, Atlanta, GA 30327

RIA

CRD#: 107671

Atlanta, GA

Past

July 13, 2018 - April 3, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

January 4, 2017 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

ATLANTA, GA

Past

September 17, 2015 - April 3, 2024

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUILDER INVESTMENT GROUP

BUILDER INVESTMENT GROUP | BUILDER INVESTMENT GROUP INC

CRD#: 107671 / SEC#: 801-19907

RIA

Registered Investment Advisory firm - (10/1/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(7/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/8/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/2/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/17/2015

General Securities Representative Examination

Current Firm

BUILDER INVESTMENT GROUP

BUILDER INVESTMENT GROUP | BUILDER INVESTMENT GROUP INC

CRD#: 107671 / SEC#: 801-19907

RIA

Registered Investment Advisory firm - (10/1/1983 Approved)

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Contact information

Main Address

4401 Northside Pkwy Nw Suite 520, Atlanta, GA 30327

Mailing Address

Phone number

(404) 233-9341

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BIG CLIENT BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	573
AUM (Assets Under Management)	$ 837,804,375

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/16/2025	Cover Page	Report
05/03/2024	Cover Page	Report
09/07/2023	Cover Page	Report
04/27/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Caroline A. Hajost

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caroline Adams Hajost's CRS (Customer Relationship Summary).

Certified licenses

Education

University of Georgia

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

BUILDER INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 4/8/2016

Series 63

Date: 11/2/2015

SIE

Date: 10/1/2018

Series 7

Date: 9/17/2015

Current Firm

BUILDER INVESTMENT GROUP

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BUILDER INVESTMENT GROUP

TRUST BUT VERIFY

Contact information

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