Candice L. Frank
Professional summary
Candice L Frank, who also goes by Candice L Goott, is a registered financial professional currently at FIRST HEARTLAND CAPITAL, INC. located in Houston, Texas.
Candice is registered as a RR (Registered Representative) and started their career in finance in 2015. Candice has worked at 1 firm and has passed the Series 63, Series 82TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Candice L Frank's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2015 - Present
FIRST HEARTLAND CAPITAL, INC.
Office #1: 4900 Woodway Suite 550, Houston, TX 77056State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/27/2015)
(7/15/2015)
(1/6/2016)
(5/31/2016)
(8/27/2015)
Exams
Series 82TO
Date: 8/1/2022
Limited Representative-Private Securities OfferingsFINRA
Current Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
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