Gulzhan Beisenova
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gulzhan Beisenova, who also goes by Gulia Beisenova, was a registered financial professional .
Gulzhan is a previously registered financial professional and started their career in finance in 2015. Gulzhan had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2018 - April 5, 2021
NAPA VALLEY WEALTH MANAGEMENT
November 13, 2018 - May 19, 2021
LPL FINANCIAL LLC
June 6, 2017 - October 29, 2018
WELLS FARGO CLEARING SERVICES, LLC
June 6, 2017 - October 29, 2018
WELLS FARGO CLEARING SERVICES, LLC
April 14, 2016 - April 26, 2017
J.P. MORGAN SECURITIES LLC
April 14, 2016 - April 26, 2017
J.P. MORGAN SECURITIES LLC
October 28, 2015 - February 2, 2016
LPL FINANCIAL LLC
August 18, 2015 - February 2, 2016
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NAPA VALLEY WEALTH MANAGEMENT
CRD#: 121158 / SEC#: 801-62343
Contact information
Regulatory assets under management
| Total Number of Accounts | 391 |
| AUM (Assets Under Management) | $ 349,568,558 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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