Drake Maleh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Drake Maleh, who also goes by Drake H Maleh, was a registered financial professional .
Drake is a previously registered financial professional and started their career in finance in 2018. Drake had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2022 - July 16, 2025
PALAFOX TRADING LLC
May 2, 2022 - July 16, 2025
CITADEL SECURITIES LLC
May 2, 2022 - July 16, 2025
CITADEL SECURITIES INSTITUTIONAL LLC
May 2, 2022 - July 16, 2025
CITADEL CLEARING LLC
August 20, 2018 - May 18, 2022
GOLDMAN SACHS & CO. LLC
July 26, 2018 - August 15, 2018
ALLSPRING FUNDS MANAGEMENT, LLC
July 26, 2018 - August 15, 2018
ALLSPRING FUNDS DISTRIBUTOR, LLC
May 23, 2018 - July 26, 2018
WELLS FARGO CLEARING SERVICES, LLC
February 20, 2018 - July 26, 2018
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PALAFOX TRADING LLC
CRD#: 131114 / SEC#: , 8-66420
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
