Tomasz Gogola
Professional summary
Tomasz Gogola, who also goes by Thomas Gogola, is a registered financial advisor currently at AARON WEALTH ADVISORS located in Chicago, Illinois.
Tomasz is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Tomasz has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tomasz Gogola's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 19, 2023 - Present
AARON WEALTH ADVISORS
Office #1: 515 N. State St. Suite 1770, Chicago, IL 60654March 9, 2022 - June 8, 2023
MAINSTREET ADVISORS
October 23, 2018 - February 17, 2022
EQUITABLE ADVISORS, LLC
October 2, 2018 - February 17, 2022
EQUITABLE ADVISORS, LLC
June 30, 2016 - October 1, 2018
LBMZ SECURITIES, INC.
Primary Firm SEC Registration
AARON WEALTH ADVISORS
CRD#: 298079 / SEC#: 801-113938
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/19/2023)
Exams
Current Firm
AARON WEALTH ADVISORS
CRD#: 298079 / SEC#: 801-113938
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,341 |
| AUM (Assets Under Management) | $ 2,607,024,926 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 |
Red Flags
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