Robert P. Remy
Professional summary
Robert Peter Remy, who also goes by Robert P Remy, is a registered financial professional currently at BGC FINANCIAL, L.P. located in New York, New York and FMX EXECUTION, LLC located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2015. Robert has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Peter Remy's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2020 - Present
BGC FINANCIAL, L.P.
Office #1: 199 Water Street 19th Floor, New York, NY 10038Office #2: 1 Jericho Plaza 2nd Floor, Jericho, NY 11753May 30, 2024 - Present
FMX EXECUTION, LLC
Office #1: 199 Water Street , New York, NY 10038November 14, 2016 - January 31, 2020
TRADITION SECURITIES AND DERIVATIVES LLC
November 23, 2015 - November 8, 2016
LPS CAPITAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/10/2020)
Exams
Cboe BZX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
FMX EXECUTION, LLC
CRD#: 154075 / SEC#: , 8-68606
Contact information
FINRA licenses (18 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FENICS MARKETS XCHANGE, LLC | SOLE MEMBER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| RINALDO, MARK J | CHIEF OPERATING OFFICER | 4824739 |
| SCOTTO, LOUIS JAMES | CHIEF EXECUTIVE OFFICER | 1483052 |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Red Flags
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