Joseph A. Amodeo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Anthony Amodeo, who also goes by Joe Amodeo, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2015. Joseph had worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2015 - March 10, 2017
BLUESTONE CAPITAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLUESTONE CAPITAL PARTNERS, LLC
CRD#: 151996 / SEC#: , 8-68419
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLUESTONE HOLDING COMPANY, LLC | MEMBER | |
| STRANG, WILLIAM STANLEY | MEMBER | 5912155 |
| ALLEN, JOHN CHARLES | OPERATING MANAGER/CHIEF EXECUTIVE OFFICER | 4328258 |
| GABAY, SUSAN MILLER | MANAGER/PRESIDENT/CHIEF COMPLIANCE OFFICER/AML COMPLIANCE OFFICER/EXECUTIVE REPRESENTATIVE | 2989973 |
| IVEY, MICHAEL DESMOND | CHIEF FINANCIAL OFFICER/FIN OP | 5873963 |
| VAN BEUREN, GREGORY VIGNOT | MANAGER | 4005104 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
