Brandon L. Bigby
Professional summary
Brandon Lee Bigby, who also goes by Brandon Lee Bigby, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Tulsa, Oklahoma.
Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Brandon has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brandon Lee Bigby's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brandon Lee Bigby's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 21, 2025 - Present
OSAIC WEALTH, INC.
Office #1: 4775 E. 91st Street South Suite 200, Tulsa, OK 74137November 21, 2025 - Present
OSAIC WEALTH, INC.
Office #1: 4775 E. 91st Street South Suite 200, Tulsa, OK 74137July 24, 2017 - October 28, 2021
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 19, 2017 - October 28, 2021
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 7, 2017 - April 4, 2017
PRUCO SECURITIES, LLC.
May 27, 2016 - April 4, 2017
PRUCO SECURITIES, LLC.
November 13, 2015 - March 28, 2016
EDWARD JONES
September 1, 2015 - March 28, 2016
EDWARD JONES
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/21/2025)
(11/21/2025)
Exams
Series 7TO
Date: 10/30/2023
General Securities Representative ExaminationFINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
CRD#: 23131Tulsa, OK 74137TRUST BUT VERIFY
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