Lang P. Nguyen

ORGANIZE, PROTECT & GROW YOUR WEALTH

Batavia, IL 60510

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CRD#: 6526189

Professional summary

Lang Phu Nguyen, who also goes by Lang Phu Nguyen, is a registered financial advisor currently at ORGANIZE, PROTECT & GROW YOUR WEALTH, LLC located in Batavia, Illinois.

Lang is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Lang has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lang Phu Nguyen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Intuit TurboTax Live Tax Expert since 12/2020; Individuals using TurboTax software can access a Live tax expert for tax questions, tax returns review or tax returns preparation; 20-40 hours per week during seasonal period of December-May only outside of securities trading hours; Not investment related. Board member of 3 Non-Profit Charitable organizations with non-financial role and no compensation.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lang Phu Nguyen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 21, 2023 - Present

ORGANIZE, PROTECT & GROW YOUR WEALTH, LLC

Office #1: 1s430 Wenmoth Road, Suite A, Batavia, IL 60510

RIA

CRD#: 321977

Batavia, IL

Past

June 16, 2022 - September 14, 2023

SERENITY INVESTMENT ADVISORS

RIA

CRD#: 307924

Batavia, IL

Past

May 23, 2022 - December 31, 2022

ORGANIZE, PROTECT & GROW YOUR WEALTH, LLC

RIA

CRD#: 321977

BATAVIA, IL

Past

May 7, 2019 - April 30, 2022

RED OAK CAPITAL MANAGEMENT, INC.

RIA

CRD#: 284188

Batavia, IL

Past

February 14, 2019 - April 3, 2019

CETERA ADVISORS LLC

RIA

CRD#: 10299

ALGONQUIN, IL

Past

February 14, 2019 - April 3, 2019

CETERA ADVISORS LLC

CRD#: 10299

ALGONQUIN, IL

Past

November 13, 2015 - January 7, 2019

EDWARD JONES

RIA

CRD#: 250

Campton Hills, IL

Past

August 31, 2015 - January 7, 2019

EDWARD JONES

CRD#: 250

Campton Hills, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/21/2023)

IAR

Texas
(8/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/19/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/31/2015

General Securities Representative Examination

Current Firm

ORGANIZE, PROTECT & GROW YOUR WEALTH, LLC

ORGANIZE PROTECT & GROW YOUR WEALTH LLC | ORGANIZE, PROTECT & GROW YOUR WEALTH, LLC

CRD#: 321977 / SEC#:

Illinois

Registered Investment Advisory firm - (8/21/2023 Approved)

Texas

Registered Investment Advisory firm - (7/24/2023 Conditional Restricted)

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Contact information

Main Address

1s430 Wenmoth Road Suite A, Batavia, IL 60510

Mailing Address

Phone number

(312) 504-9745

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	206
AUM (Assets Under Management)	$ 16,450,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lang P. Nguyen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lang Phu Nguyen's CRS (Customer Relationship Summary).

Certified licenses

Experience

ORGANIZE, PROTECT & GROW YOUR WEALTH, LLC

SERENITY INVESTMENT ADVISORS

ORGANIZE, PROTECT & GROW YOUR WEALTH, LLC

RED OAK CAPITAL MANAGEMENT, INC.

CETERA ADVISORS LLC

CETERA ADVISORS LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 9/19/2015

SIE

Date: 10/1/2018

Series 7

Date: 8/31/2015

Current Firm

ORGANIZE, PROTECT & GROW YOUR WEALTH, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ORGANIZE, PROTECT & GROW YOUR WEALTH, LLC

TRUST BUT VERIFY

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