TL
Travis J. Lazaroff
FIFTH AVENUE FAMILY OFFICE
Naples, FL 34103
Some features on this profile are disabled
CRD#: 6525980
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Professional summary
Travis John Lazaroff is a registered financial advisor currently at FIFTH AVENUE FAMILY OFFICE located in Naples, Florida and NEW EDGE WEALTH located in Miami, Florida.
Travis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Travis has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 57 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Travis John Lazaroff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 19, 2023 - Present
FIFTH AVENUE FAMILY OFFICE
Office #1: 3003 Tamiami Trail North Suite 410, Naples, FL 34103RIA
CRD#: 122448
Naples, FL
Current
February 18, 2026 - Present
NEW EDGE WEALTH
Office #1: 1111 Brickell Avenue, Suite 2180, Miami, FL 33131RIA
CRD#: 307771
Miami, FL
Current
February 17, 2026 - Present
NEWEDGE SECURITIES, LLC
Office #1: 1111 Brickell Avenue Suite 2180, Miami, FL 33131BD
CRD#: 10674
Miami, FL
Past
November 1, 2021 - May 10, 2023
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
NAPLES, FL
Past
August 3, 2021 - May 10, 2023
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
NAPLES, FL
Past
September 27, 2017 - July 12, 2021
TULLETT PREBON FINANCIAL SERVICES LLC
BD
CRD#: 28196
New York, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NE
NEW EDGE WEALTH
NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEWEDGE FAMILY OFFICE | NEW EDGE WEALTH LLC
CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - (3/25/2020 Approved)Maryland
Registered Investment Advisory firm - (2/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (2/25/2020 Terminated)South Dakota
Registered Investment Advisory firm - (2/24/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (2/24/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(2/18/2026)
IAR
Florida(6/19/2023)
RR
Florida(2/17/2026)
RR
Kentucky(2/17/2026)
RR
Maryland(2/20/2026)
RR
New Jersey(2/17/2026)
RR
South Carolina(2/17/2026)
RR
Texas(2/17/2026)
IAR
Texas(2/18/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NE
NEW EDGE WEALTH
NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEWEDGE FAMILY OFFICE | NEW EDGE WEALTH LLC
CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - (3/25/2020 Approved)Maryland
Registered Investment Advisory firm - (2/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (2/25/2020 Terminated)South Dakota
Registered Investment Advisory firm - (2/24/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (2/24/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2200 Atlantic Street Suite 200, Stamford, CT 06902
Mailing Address
Phone number
(203) 424-2262
Established
Firm type
Fiscal year end
# of Employees
152
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,680 |
| AUM (Assets Under Management) | $ 12,064,984,416 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/19/2025 | ||
| 01/27/2025 | ||
| 12/22/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
