Travis J. Lazaroff

FIFTH AVENUE FAMILY OFFICE

Naples, FL 34103

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CRD#: 6525980

Professional summary

Travis John Lazaroff is a registered financial advisor currently at FIFTH AVENUE FAMILY OFFICE located in Naples, Florida.

Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Travis has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 57 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis John Lazaroff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 19, 2023 - Present

FIFTH AVENUE FAMILY OFFICE

Office #1: 3003 Tamiami Trail North Suite 410, Naples, FL 34103

RIA

CRD#: 122448

Naples, FL

Past

November 1, 2021 - May 10, 2023

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NAPLES, FL

Past

August 3, 2021 - May 10, 2023

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NAPLES, FL

Past

September 27, 2017 - July 12, 2021

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIFTH AVENUE FAMILY OFFICE

FIFTH AVENUE ADVISORS | MAGNUS CAPITAL MANAGEMENT, LLC | FIFTH AVENUE FAMILY OFFICE LLC | FIFTH AVENUE FAMILY OFFICE

CRD#: 122448 / SEC#: 801-61413

RIA

Registered Investment Advisory firm - (8/28/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/30/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/9/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 57

Date: 3/2/2018

Securities Trader Exam

General Industry/Product Exam

Series 7

Date: 9/27/2017

General Securities Representative Examination

Current Firm

FIFTH AVENUE FAMILY OFFICE

FIFTH AVENUE ADVISORS | MAGNUS CAPITAL MANAGEMENT, LLC | FIFTH AVENUE FAMILY OFFICE LLC | FIFTH AVENUE FAMILY OFFICE

CRD#: 122448 / SEC#: 801-61413

RIA

Registered Investment Advisory firm - (8/28/2002 Approved)

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Contact information

Main Address

3003 Tamiami Trail North Suite 410, Naples, FL 34103

Mailing Address

Phone number

(239) 262-6300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	115
AUM (Assets Under Management)	$ 908,527,735

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/09/2025	Cover Page	Report
05/24/2024	Cover Page	Report
06/09/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Travis J. Lazaroff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis John Lazaroff's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

TULLETT PREBON FINANCIAL SERVICES LLC

Primary Firm SEC Registration

FIFTH AVENUE FAMILY OFFICE

State Registrations and Notice Filings

Exams

Series 65

Date: 10/30/2021

Series 63

Date: 11/9/2017

SIE

Date: 10/1/2018

Series 57

Date: 3/2/2018

Series 7

Date: 9/27/2017

Current Firm

FIFTH AVENUE FAMILY OFFICE

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIFTH AVENUE FAMILY OFFICE

TRUST BUT VERIFY

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