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Nathaniel J. Sarkar

REDWOOD MONEY
Sunnyvale, CA
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CRD#: 6525698
NS
Nathaniel Josiah SarkarREDWOOD MONEY

Professional summary

Nathaniel Josiah Sarkar, who also goes by Nathaniel J Sarkar, Nathaniel Josiah Sarkar, is a registered financial advisor currently at REDWOOD MONEY located in Sunnyvale, California.

Nathaniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Nathaniel has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

At a Glance

Always Fiduciary

Aliases

Nathaniel J Sarkar | Nathaniel Josiah Sarkar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
*528142- USC Graduate Career Services; Investment related No; Los Angeles, California; Education; Peer Coach (proprietor, partner, officer, director, employee, trustee, agent); 09/2022; During business hours: 0; After business hours: 12; I review resumes for students and conduct mock interviews on the weekends

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Josiah Sarkar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 22, 2026 - Present

REDWOOD MONEY

RIA
CRD#: 317667
Sunnyvale, CA
Past

March 31, 2025 - June 18, 2026

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
SUNNYVALE, CA
Past

September 27, 2023 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
MOUNTAIN VIEW, CA
Past

September 15, 2023 - June 18, 2026

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
MOUNTAIN VIEW, CA
Past

November 7, 2022 - September 1, 2023

MORGAN STANLEY

RIA
CRD#: 149777
CLAREMONT, CA
Past

November 7, 2022 - September 1, 2023

MORGAN STANLEY

BD
CRD#: 149777
CLAREMONT, CA
Past

April 19, 2017 - May 23, 2022

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
PASADENA, CA
Past

April 19, 2017 - May 23, 2022

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
PASADENA, CA
Past

July 27, 2016 - December 14, 2016

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/22/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/14/2016
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/14/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/27/2016
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 6/29/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 11/29/2022
General Securities Sales Supervisor - Options Module Examination

Current Firm

RM
REDWOOD MONEY
REDWOOD MONEY | REDWOOD MONEY, LLC

CRD#: 317667 / SEC#:

California
Registered Investment Advisory firm - (12/16/2021 Approved)
Texas
Registered Investment Advisory firm - (4/25/2025 Conditional Restricted)
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Contact information

Main Address
San Jose, CA
Mailing Address
Phone number
(408) 617-8757
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts251
AUM (Assets Under Management)$ 60,074,383

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REDWOOD MONEY

CRD#: 317667Sunnyvale, CA

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