Daphne L. Jordan
PIONEER WEALTH MANAGEMENT GROUP
Austin, TX 78703
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CRD#: 6525427
Professional summary
Daphne Lenore Jordan, CFP® is a registered financial advisor currently at PIONEER WEALTH MANAGEMENT GROUP located in Austin, Texas.
Daphne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Daphne has worked at 2 firms .
Biography
Did you know that a goal without a plan is just a wish?
At Pioneer Wealth Management, we enjoy helping folks reach and maintain their financial goals. We'll do this by analyzing your entire financial life picture and by answering the questions that matters most to you.
Contact me so we can map our your plan!
Question & Answer
What are your service offerings?
Inheritance
Budgeting
Comprehensive Financial Planni...
Education Planning
Estate Planning
Investment Planning
Retirement Planning
Retirement Income Management
Do you have an area of expertise or specialization?
Cash Flow/Budgets/Credit Issue...
Charitable Giving
Estate & Generational Planning...
High Net Worth Client Needs
Retirement Planning & Distribu...
Women's Financial Planning Iss...
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The Blossom Box LLC; owner; floral arranging.
CRS (Client Relationship Summary) - RIA
Click below to view Daphne Lenore Jordan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
November 15, 2017 - Present
PIONEER WEALTH MANAGEMENT GROUP
Office #1: 800 W 5th St Unit 100-b, Austin, TX 78703RIA
CRD#: 133429
Austin, TX
Past
July 6, 2015 - October 18, 2017
AUSTIN ASSET
RIA
CRD#: 105441
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PIONEER WEALTH MANAGEMENT GROUP
CYPRESS WEALTH MANAGEMENT GROUP LLC | PIONEER WEALTH MANAGEMENT GROUP, INC | PIONEER WEALTH MANAGEMENT GROUP
CRD#: 133429 / SEC#: 801-120285
RIA
Registered Investment Advisory firm - (2/23/2021 Approved)Texas
Registered Investment Advisory firm - (11/17/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(11/15/2017)
Exams
Current Firm
PIONEER WEALTH MANAGEMENT GROUP
CYPRESS WEALTH MANAGEMENT GROUP LLC | PIONEER WEALTH MANAGEMENT GROUP, INC | PIONEER WEALTH MANAGEMENT GROUP
CRD#: 133429 / SEC#: 801-120285
RIA
Registered Investment Advisory firm - (2/23/2021 Approved)Texas
Registered Investment Advisory firm - (11/17/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
800 W 5th St Unit 100-b, Austin, TX 78703
Mailing Address
Phone number
(512) 334-6800
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,618 |
| AUM (Assets Under Management) | $ 273,652,645 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
