Daphne Lenore Jordan
CFP®Professional Summary
Daphne Lenore Jordan, CFP® is a registered financial advisor currently at PIONEER WEALTH MANAGEMENT GROUP located in Austin, Texas. Daphne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Daphne has worked at 2 firms.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Estate & Legacy Planning
- Cashflow & Budgeting
- Financial Planning
- Education Funding
- Investment Management
- Retirement Planning
Biography
Did you know that a goal without a plan is just a wish? At Pioneer Wealth Management, we enjoy helping folks reach and maintain their financial goals. We'll do this by analyzing your entire financial life picture and by answering the questions that matters most to you. Contact me so we can map our your plan!
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
11 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CYPRESS WEALTH MANAGEMENT GROUP LLC | PIONEER WEALTH MANAGEMENT GROUP, INC | PIONEER WEALTH MANAGEMENT GROUP
Contact Information
Main Address
800 W 5th St Unit 100-b, Austin, TX 78703Phone Number
(512) 334-6800# of Employees
11SEC notice filing (11 States and Territories)
Registered to provide investment advisory services in 11 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,658AUM (Assets Under Management)
$399,224,017Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CYPRESS WEALTH MANAGEMENT GROUP LLC | PIONEER WEALTH MANAGEMENT GROUP, INC | PIONEER WEALTH MANAGEMENT GROUP
State Registrations and Notice Filings
(11/15/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Daphne Lenore Jordan's CRS (Customer Relationship Summary).
Services Offered by Daphne
- Estate & Legacy Planning
- Cashflow & Budgeting
- Financial Planning
- Education Funding
- Investment Management
- Retirement Planning
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