Justin C. Floyd
Professional summary
Justin Christopher Floyd, who also goes by Justin Christopher Floyd, Justin Floyd, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Justin is registered as a RR (Registered Representative) and started their career in finance in 2015. Justin has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 82 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Justin Christopher Floyd's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 18, 2022 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003September 30, 2019 - January 18, 2022
BA SECURITIES, LLC
May 29, 2019 - July 12, 2019
STILLPOINT CAPITAL, LLC
April 16, 2018 - April 26, 2019
RELIANCE WORLDWIDE INVESTMENTS, LLC
April 21, 2016 - April 13, 2018
TOBIN & COMPANY SECURITIES LLC
October 26, 2015 - April 15, 2016
GROWTH CAPITAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/18/2022)
(1/18/2022)
(6/3/2025)
(9/4/2024)
(6/12/2024)
(2/15/2024)
(12/5/2023)
(2/16/2024)
(6/13/2025)
(1/20/2025)
(6/27/2023)
(6/13/2025)
Exams
Series 79TO
Date: 12/6/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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