David A. Riggenbach
KESTRA PRIVATE WEALTH SERVICES
Waterville, OH 43566
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CRD#: 6525192
Professional summary
David Allan Riggenbach, who also goes by David Allan Riggenbach, David Riggenbach, is a registered financial advisor currently at KESTRA PRIVATE WEALTH SERVICES, LLC located in Waterville, Ohio and KESTRA INVESTMENT SERVICES, LLC located in Waterville, Ohio.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. David has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Allan Riggenbach | David Riggenbach
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: 120 W WASHINGTON LLC POSITION: Owner Member NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2019 ADDRESS: 6313 Sydney Dr, Whitehouse OH 43571 DESCRIPTION: Manage property, collect rent, pay bills associated with property. Business Name: 1052 PRAY BLVD LLC POSITION: Owner Member NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 08/07/2023 ADDRESS: 6313 Sydney Dr, Whitehouse OH 43571 DESCRIPTION: collecting rent, paying bills of property and managing property Business Name: VILLAGE OF WHITEHOUSE COUNCIL MEMBER POSITION: Council Member NATURE: Elected Official INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 6925 Providence St, Whitehouse OH 43571 DESCRIPTION: to manage the legislative process for the Village of Whitehouse Business Name: RIGGENBACH FINANCIAL LLC POSITION: Owner NATURE: Pass through INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/24/2024 ADDRESS: 6313 Sydney Dr, Whitehouse OH 43571 DESCRIPTION: running day to day business. Business Name: ARC PRIVATE WEALTH POSITION: Managing Partner / Wealth Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 06/24/2024 ADDRESS: 1052 Pray Blvd, Waterville OH 43566, United States DESCRIPTION: Financial planning and investment management Business Name: ARC PARTNERS LLC POSITION: owner NATURE: facilitate operating agreement INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/24/2024 ADDRESS: 1052 Pray Blvd, Waterville OH 43566 DESCRIPTION: managing expense
CRS (Client Relationship Summary) - RIA
Click below to view David Allan Riggenbach's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 24, 2024 - Present
KESTRA PRIVATE WEALTH SERVICES, LLC
Office #1: 1052 Pray Blvd, Waterville, OH 43566RIA
CRD#: 155193
Waterville, OH
Current
June 24, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1052 Pray Blvd, Waterville, OH 43566BD
CRD#: 42046
Waterville, OH
Past
October 30, 2015 - June 25, 2024
EDWARD JONES
RIA
CRD#: 250
WATERVILLE, OH
Past
August 18, 2015 - June 25, 2024
EDWARD JONES
BD
CRD#: 250
WATERVILLE, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/24/2024)
RR
California(6/24/2024)
RR
Colorado(6/24/2024)
RR
Florida(6/24/2024)
RR
Illinois(6/24/2024)
RR
Indiana(6/24/2024)
RR
Massachusetts(1/30/2025)
RR
Michigan(6/24/2024)
RR
North Carolina(6/27/2024)
RR
Ohio(6/24/2024)
IAR
Ohio(6/25/2024)
RR
South Carolina(6/24/2024)
RR
Tennessee(6/24/2024)
RR
Texas(6/24/2024)
IAR
Texas(6/24/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
198
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,816 |
| AUM (Assets Under Management) | $ 10,210,576,595 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA PRIVATE WEALTH SERVICES, LLC
CRD#: 155193Waterville, OH 43566TRUST BUT VERIFY
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Contact information
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