Gary C. Grimes

BLOOM FINANCIAL LLC

LAGRANGE, KY

Some features on this profile are disabled

CRD#: 6525148

Professional summary

Gary Charles Grimes is a registered financial advisor currently at BLOOM FINANCIAL LLC located in Lagrange, Kentucky.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Gary has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Charles Grimes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 3, 2026 - Present

BLOOM FINANCIAL LLC

RIA

CRD#: 337875

LAGRANGE, KY

Past

July 19, 2016 - February 27, 2026

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

Louisville, KY

Past

July 5, 2016 - February 27, 2026

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

Louisville, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(3/3/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/1/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/4/2016

General Securities Representative Examination

Current Firm

BLOOM FINANCIAL LLC

CRD#: 337875 / SEC#:

Kentucky

Registered Investment Advisory firm - (3/3/2026 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Lagrange, KY

Mailing Address

8401 Shelbyville Road Suite 219, Louisville, KY 40222

Phone number

(502) 444-5432

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gary C. Grimes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Charles Grimes's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLOOM FINANCIAL LLC

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

State Registrations and Notice Filings

Exams

Series 66

Date: 4/1/2016

SIE

Date: 10/1/2018

Series 7

Date: 3/4/2016

Current Firm

BLOOM FINANCIAL LLC

Contact information

Documents

Red Flags

Company Information

BLOOM FINANCIAL LLC

TRUST BUT VERIFY

Similar Advisors