DF
Daniel J. Flowers
MISSIONSQUARE WEALTH MANAGEMENT
Rio Rancho, NM
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CRD#: 6524908
DF
Professional summary
Daniel James Flowers is a registered financial advisor currently at MISSIONSQUARE WEALTH MANAGEMENT located in Rio Rancho, New Mexico.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Daniel has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Daniel James Flowers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 3, 2026 - Present
MISSIONSQUARE WEALTH MANAGEMENT
BD
CRD#: 23189
Rio Rancho, NM
Current
July 9, 2021 - Present
MISSIONSQUARE WEALTH MANAGEMENT
BD
CRD#: 23189
Rio Rancho, NM
Past
May 27, 2025 - March 18, 2026
MISSIONSQUARE RETIREMENT
RIA
CRD#: 108783
Richmond, VA
Past
March 31, 2021 - June 30, 2021
SS&C MARKET SERVICES, LLC
BD
CRD#: 23568
BOSTON, MA
Past
September 4, 2015 - September 30, 2020
MISSIONSQUARE WEALTH MANAGEMENT
BD
CRD#: 23189
WASHINGTON, DC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/5/2022)
RR
Alaska(1/5/2022)
RR
Arizona(1/5/2022)
RR
Arkansas(1/5/2022)
RR
California(1/5/2022)
RR
Colorado(1/5/2022)
RR
Connecticut(1/5/2022)
RR
Delaware(1/5/2022)
RR
District of Columbia(1/5/2022)
RR
Florida(1/5/2022)
RR
Georgia(1/5/2022)
RR
Hawaii(1/5/2022)
RR
Idaho(1/5/2022)
RR
Illinois(1/5/2022)
RR
Indiana(1/5/2022)
RR
Iowa(1/5/2022)
RR
Kansas(1/5/2022)
RR
Kentucky(1/5/2022)
RR
Louisiana(1/5/2022)
RR
Maine(1/5/2022)
RR
Maryland(1/5/2022)
RR
Massachusetts(1/5/2022)
RR
Michigan(1/5/2022)
RR
Minnesota(1/5/2022)
RR
Mississippi(1/5/2022)
RR
Missouri(1/5/2022)
RR
Montana(1/5/2022)
RR
Nebraska(1/5/2022)
RR
Nevada(1/5/2022)
RR
New Hampshire(1/5/2022)
RR
New Jersey(1/5/2022)
RR
New Mexico(1/5/2022)
RR
New York(1/5/2022)
RR
North Carolina(1/5/2022)
RR
North Dakota(1/5/2022)
RR
Ohio(1/5/2022)
RR
Oklahoma(1/5/2022)
RR
Oregon(1/5/2022)
RR
Pennsylvania(1/5/2022)
RR
Rhode Island(1/5/2022)
RR
South Carolina(1/5/2022)
RR
South Dakota(1/5/2022)
RR
Tennessee(1/5/2022)
RR
Texas(1/5/2022)
RR
Utah(1/5/2022)
RR
Vermont(1/5/2022)
RR
Virginia(7/9/2021)
IAR
Virginia(3/3/2026)
RR
Washington(1/5/2022)
RR
West Virginia(1/5/2022)
RR
Wisconsin(1/5/2022)
RR
Wyoming(1/5/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/4/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MW
MISSIONSQUARE WEALTH MANAGEMENT
ICMA - RC SERVICES, INC. | MISSIONSQUARE WEALTH MANAGEMENT | MISSIONSQUARE INVESTMENT SERVICES | ICMA-RC SERVICES, LLC
CRD#: 23189 / SEC#: , 8-40268
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240
Mailing Address
777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240
Phone number
(202) 962-4600
Established
Delaware since 12/31/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
211
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION D/B/A MISSIONSQUARE RETIREMENT | MEMBER/OWNER | |
| GANEY, PETER DAVIDSON | MANAGER | 2282691 |
| HOGENDORN, SHANNON DANIEL | CHIEF OPERATIONS OFFICER | 3221945 |
| HOGENDORN, SHANNON DANIEL | PRESIDENT & PRINCIPAL MANAGER | 3221945 |
| RICHARDS, CLIFF LAWRENCE | CHIEF COMPLIANCE OFFICER | 2974428 |
| WHITTY, RICHARD PATRICK | TREASURER/FINOP | 1988149 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
