SE
Stephanie Ethe
YOUR CHOICE FINANCIAL LLC
COMMACK, NY
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CRD#: 6524876
SE
Professional summary
Stephanie Ethe is a registered financial advisor currently at YOUR CHOICE FINANCIAL LLC located in Commack, New York.
Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Stephanie has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Fixed Insurance. Investment-related. At registered location. Fixed / Traditional insurance. Agent. Start: 01/2023. 20 hrs/month; all during trading hours. Sales of fixed / traditional insurance products. 2) PKSF. Investment-related. At registered location. Fixed / Traditional insurance. Agent. Start: 01/2023. 20 hrs/month; all during trading hours. Sales of fixed / traditional insurance products. 3) Senior Health Plan Specialists. Investment-Related. Located at: 1600 Calebs Path Extension, Hauppauge, NY 11788. Medical Insurance. Agent. Start: 10/2019. 15 hrs/month; all during trading hours. Selling medicare plans. I am a broker for Medicare companies with Senior Health Plan Specialists 4) I am a Senior Leader for Robbins Research Inc 5) Life Coach; Steph Ethe Coaching; Investment related: No; 88 Marie Crescent Commack NY 11725 United States; Duties: Coaching individuals and business in areas of their life to help them live the life of their dreams; 2023-01-01; Hours per month devoted to business during trading hours: 20; Hours per month devoted to business outside trading hours: 25; Percentage of total yearly compensation expected to be derived from the business: 30; 6) Owner; Quality Life Solution Inc.; Investment related: No; 88 Marie Crescent Commack NY 11725 United States; Duties: Marketing for Insurance and related products; 2011-12-22; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 0; 7) Registered Social Security Analyst. Not investment-related. Located at 88 Marie Crescent, Commack, NY 11725. Consulting Services. Registered Social Security Analyst. Start: 03/2023. 2 hr/month; all during trading hours. Helping people optimize and maximize their social security claiming decision. 8) Book Author. Not investment-related. Located at 88 Marie Crescent, Commack, NY 11725. Book. Author. Start: 04/2023. 4 hr/month; all during trading hours. Interviewing people for the book.
CRS (Client Relationship Summary) - RIA
Click below to view Stephanie Ethe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 2023 - Present
YOUR CHOICE FINANCIAL LLC
RIA
CRD#: 321169
COMMACK, NY
Past
January 3, 2023 - November 20, 2023
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Commack, NY
Past
May 19, 2021 - December 21, 2022
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Melville, NY
Past
October 16, 2019 - December 21, 2022
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Melville, NY
Past
March 15, 2019 - July 29, 2019
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Melville, NY
Past
January 2, 2018 - March 12, 2019
GWN SECURITIES INC.
BD
CRD#: 128929
HAUPPAUGE, NY
Past
August 8, 2015 - January 9, 2018
NYLIFE SECURITIES LLC
BD
CRD#: 5167
MELVILLE, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(1/8/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/3/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
YC
YOUR CHOICE FINANCIAL LLC
FIORE WEALTH MANAGEMENT GROUP | YOUR CHOICE FINANCIAL LLC | TERRY MORTON WEALTH ADVISORS LLC
CRD#: 321169 / SEC#:
Alabama
Registered Investment Advisory firm - (1/26/2024 Approved)California
Registered Investment Advisory firm - (6/13/2023 Approved)Connecticut
Registered Investment Advisory firm - (6/6/2024 Approved)Florida
Registered Investment Advisory firm - (5/26/2022 Approved)Maine
Registered Investment Advisory firm - (6/23/2025 Approved)Nevada
Registered Investment Advisory firm - (11/1/2022 Approved)New York
Registered Investment Advisory firm - (6/14/2022 Approved)Texas
Registered Investment Advisory firm - (6/23/2022 Conditional Restricted)Wisconsin
Registered Investment Advisory firm - (9/18/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
St. Cloud, FL
Mailing Address
6900 Tavistock Lakes Blvd. Suite 400, Orlando, FL 32827
Phone number
(407) 863-1889
Established
Firm type
Fiscal year end
# of Employees
7
Regulatory assets under management
| Total Number of Accounts | 185 |
| AUM (Assets Under Management) | $ 36,986,017 |
Red Flags
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