PA
Patrick J. Aber
TORNADO
New York, NY 10016
Some features on this profile are disabled
CRD#: 6524706
PA
Professional summary
Patrick John Aber, who also goes by Patrick Aber, is a registered financial professional currently at TORNADO located in New York, New York.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2016. Patrick has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Patrick Aber
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Patrick John Aber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 1, 2016 - Present
TORNADO
Office #1: 135 Madison Ave 5th Floor, New York, NY 10016BD
CRD#: 269966
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/6/2016)
RR
Alaska(9/13/2016)
RR
Arizona(8/23/2016)
RR
Arkansas(9/15/2016)
RR
California(8/9/2016)
RR
Colorado(8/30/2016)
RR
Connecticut(8/17/2016)
RR
Delaware(9/6/2016)
RR
District of Columbia(8/22/2016)
RR
Florida(9/9/2016)
RR
Georgia(8/19/2016)
RR
Hawaii(9/26/2016)
RR
Idaho(8/8/2016)
RR
Illinois(8/31/2016)
RR
Indiana(9/15/2016)
RR
Iowa(8/8/2016)
RR
Kansas(9/20/2016)
RR
Kentucky(8/8/2016)
RR
Louisiana(8/22/2016)
RR
Maine(10/27/2016)
RR
Maryland(8/23/2016)
RR
Massachusetts(10/5/2016)
RR
Michigan(8/16/2016)
RR
Minnesota(11/22/2016)
RR
Mississippi(8/11/2016)
RR
Missouri(9/16/2016)
RR
Montana(8/9/2016)
RR
Nebraska(9/19/2016)
RR
Nevada(8/10/2016)
RR
New Hampshire(10/10/2016)
RR
New Jersey(9/20/2016)
RR
New Mexico(9/8/2016)
RR
New York(8/1/2016)
RR
North Carolina(8/10/2016)
RR
North Dakota(9/16/2016)
RR
Ohio(8/23/2016)
RR
Oklahoma(8/17/2016)
RR
Oregon(8/31/2016)
RR
Pennsylvania(8/9/2016)
RR
Puerto Rico(9/9/2016)
RR
Rhode Island(8/8/2016)
RR
South Carolina(8/15/2016)
RR
South Dakota(8/8/2016)
RR
Tennessee(8/26/2016)
RR
Texas(10/28/2016)
RR
Utah(8/8/2016)
RR
Vermont(9/23/2016)
RR
Virgin Islands(9/6/2016)
RR
Virginia(8/9/2016)
RR
Washington(8/19/2016)
RR
West Virginia(9/20/2016)
RR
Wisconsin(8/31/2016)
RR
Wyoming(8/22/2016)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TO
TORNADO
NVSTR FINANCIAL LLC | TORNADO
CRD#: 269966 / SEC#: , 8-69642
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
135 Madison Ave 5th Floor, New York, NY 10016
Mailing Address
135 Madison Ave 5th Floor, New York, NY 10016
Phone number
(844) 466-8787
Established
Delaware since 04/21/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
