Dennis R. May
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Roy May, who also goes by Dennis Roy Mayketa, was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 2015. Dennis had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2022 - June 7, 2023
ENCOMPASS MORE ASSET MANAGEMENT LLC
January 12, 2021 - April 15, 2021
IAMS WEALTH MANAGEMENT, LLC
November 13, 2018 - October 22, 2020
CETERA WEALTH SERVICES, LLC
November 9, 2018 - October 22, 2020
CETERA WEALTH SERVICES, LLC
October 13, 2016 - November 15, 2016
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
September 7, 2016 - November 15, 2016
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
October 9, 2015 - March 10, 2016
THRIVENT INVESTMENT MANAGEMENT INC.
September 14, 2015 - March 10, 2016
THRIVENT INVESTMENT MANAGEMENT INC.
Primary Firm SEC Registration
ENCOMPASS MORE ASSET MANAGEMENT LLC
CRD#: 322382 / SEC#: 801-126102
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ENCOMPASS MORE ASSET MANAGEMENT LLC
CRD#: 322382 / SEC#: 801-126102
Contact information
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,025 |
| AUM (Assets Under Management) | $ 581,910,000 |
Red Flags
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