Rick D. Martinez
QUINCY WELLS ADVISORS
CHINO, CA
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CRD#: 6524415
Professional summary
Rick David Martinez, CFP® is a registered financial advisor currently at QUINCY WELLS ADVISORS, LLC located in Chino, California and GREAT POINT CAPITAL LLC located in Chicago, Illinois.
Rick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Rick has worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Rick Martinez is a Medicare agent with RDM Financial, a financial and insurance company. The address of RDM Financial is located at 1425 W Foothill Blvd Ste 125 Upland Ca. 91786. The start date is July 01, 2012 to present. He plans to spend 6 hours per month during normal trading hours and 0 hours per month outside of normal trading hours. This is not investment related. Rick Martinez is a Registered Representative with Great Point Capital LLC. An investment related company. The address of Great Point Capital LLC.is 200 W JACKSON BLVD, #1000, CHICAGO, IL 60606. The start date is Feb 02, 2020, to Present. He plans to spend 100 hours per month during normal trading hours and 0 hours per month outside of normal trading hours. This is investment related. Rick Martinez is a Investment Advisor Representative with Retirement Wealth Management, a financial company. The address of Retirement Wealth Management is at 1425 W Foothill Blvd Ste 125 Upland Ca. 91786. The start date November 1, 2020. He plans to spend 10 hours per month during normal trading hours and 0 hours per month outside of normal trading hours. This is investment related. Rick Martinez has an emergency 30-day teaching credential and works with Alvord Unified school district. The address of the district is 9 KPC Pkwy. Corona Ca. 92879. The start date is August 10, 2017. He plans to spend 10 hours per month during normal trading hours and 0 hours per month outside of normal trading hours. This is not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Rick David Martinez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
March 17, 2025 - Present
QUINCY WELLS ADVISORS, LLC
RIA
CRD#: 307477
CHINO, CA
Current
February 28, 2020 - Present
GREAT POINT CAPITAL LLC
Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606BD
CRD#: 114203
Chicago, IL
Past
November 5, 2020 - March 14, 2025
RETIREMENT WEALTH MANAGEMENT
RIA
CRD#: 310341
UPLAND, CA
Past
August 28, 2018 - March 10, 2020
CENTER STREET SECURITIES, INC.
BD
CRD#: 26898
NASHVILLE, TN
Past
March 3, 2017 - March 10, 2020
CENTER STREET ADVISORS, INC.
RIA
CRD#: 169329
Upland, CA
Past
August 6, 2015 - March 9, 2017
SECURE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 141195
UPLAND, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QW
QUINCY WELLS ADVISORS, LLC
GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC
CRD#: 307477 / SEC#: 801-118231
RIA
Registered Investment Advisory firm - (3/16/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/28/2020)
IAR
California(3/17/2025)
RR
Minnesota(7/23/2020)
RR
North Carolina(9/17/2024)
RR
Virginia(12/18/2020)
RR
Washington(7/31/2024)
RR
Wyoming(10/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
QW
QUINCY WELLS ADVISORS, LLC
GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC
CRD#: 307477 / SEC#: 801-118231
RIA
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Contact information
Main Address
200 W. Jackson Blvd. #1000, Chicago, IL 60606
Mailing Address
9000 Keystone Crossing 7th Floor, Indianapoli, IN 46240
Phone number
(312) 356-4875
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 149 |
| AUM (Assets Under Management) | $ 45,094,304 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
