SB
Skylar H. Brown
INDEPENDENT FINANCIAL GROUP
Palm Desert, CA 92260
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CRD#: 6524410
SB
Professional summary
Skylar Holloway Brown is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Palm Desert, California.
Skylar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Skylar has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) CB WEALTH MANAGEMENT GROUP POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 125 START DATE: 07/01/2015 ADDRESS: 44-672 Monterey Ave, Palm Desert CA 92260, United States DESCRIPTION: REGISTERED REPRESENTATIVE AND IAR AT DBA USED TO MARKET SECURITIES AND ADVISORY BUSINESS. (2) INSURANCE POSITION: Employee NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2015 ADDRESS: 44-672 Monterey Ave, Palm Desert CA 92260, United States DESCRIPTION: CA INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODCUTS. (3) LEADERSHIP COACHELLA VALLEY POSITION: Participant/student NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 5 START DATE: 09/15/2023 ADDRESS: 190 W Amado Rd, Palm Springs CA 92262, United States DESCRIPTION: Learn about issues affecting the Coachella Valley through open and balanced discussions and presentations. Develop their personal and professional leadership skills. Build relationships with others who seek to grow as leaders and find solutions to the issues facing our valley. Get involved in the community and local organizations. CALIFORNIA ALLIANCE FOR PROGRESS AND EDUCATION POSITION: Independent Contractor NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 09/23/2024 ADDRESS: 39714 Ocana Drive S, Indio CA 92203, United States DESCRIPTION: Collecting campaign mailers from post offices and forwarding to the Alliance of Business Organizations.
CRS (Client Relationship Summary) - RIA
Click below to view Skylar Holloway Brown's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Skylar Holloway Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 12, 2016 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 44-672 Monterey Ave, Palm Desert, CA 92260RIA
BD
CRD#: 7717
Palm Desert, CA
Current
March 2, 2016 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 44-672 Monterey Ave, Palm Desert, CA 92260RIA
BD
CRD#: 7717
Palm Desert, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/31/2024)
RR
Arizona(10/31/2024)
RR
California(9/12/2016)
IAR
California(9/12/2016)
RR
Colorado(1/24/2024)
RR
Florida(10/31/2024)
RR
Georgia(10/31/2024)
RR
Illinois(10/28/2024)
RR
Louisiana(10/31/2024)
RR
Nevada(10/31/2024)
RR
New Mexico(10/31/2024)
RR
New York(10/31/2024)
RR
North Carolina(11/1/2024)
RR
Ohio(10/31/2024)
RR
Oregon(11/7/2024)
RR
Texas(10/31/2024)
RR
Washington(1/28/2020)
RR
Wisconsin(10/7/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
