Bryan Nielson

INDEPENDENT FINANCIAL PARTNERS

Castle Rock, CO 80104

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CRD#: 6524248

Professional summary

Bryan Nielson is a registered financial advisor currently at INDEPENDENT FINANCIAL PARTNERS located in Castle Rock, Colorado and IFP SECURITIES, LLC located in Castle Rock, Colorado.

Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Bryan has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Nielson Wealth Management; DBA; Investment Related; 6635 S. Dayton St, Ste 300, Greenwood Village, CO 80111; Agent; Financial Planning, investment management and insurance firm; Start 1/28/2016; 160 hr/mo, 120 hr/mo during trading. (2) Fixed Insurance with Various Companies; Fixed Insurance; Investment Related; 6635 S. Dayton St, Ste 300, Greenwood Village, CO 80111; Agent; Fixed insurance with various carriers selling life, fixed annuities, long term card and Medicare; Start 10/2/2017; 12 hr/mo, 12 hr/mo during trading. (3) Nielson Insurance Solutions; DBA; Investment Related; 6635 S. Dayton St, Ste 300, Greenwood Village, CO 80111; Agent; DBA for Fixed Insurance; Start 10/2/2017; 12 hr/mo, 12 hr/mo during trading. (4) NAME OF OTHER BUSINESS: KRKS 94.7 - THE WORD; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RADIO STATION; START DATE: 1/2018; POSITION/TITLE/RELATIONSHIP: HOST APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES:TALK, HOST, AND EDUCATE LISTENERS. (5) Retirement Income Group; DBA for Fixed Insurance; 6635 S. Dayton St, Ste 300, Greenwood Village CO 80111; Agent; Fixed Insurance; Start 12/22/2020; 12 hr/mo, 12 hr/mo during trading. (6) Nielson Support Services - not investment related - 2760 Deerfoot Way Castle Rock CO 80109 - Work with CPA in processing tax returns and helping him better serve his clients - Sole Proprietorship/Single Owner - start date 2/12/2024 - 20 hours/month - 8 hours/month during trading - Process and file tax returns and talk with clients about their tax returns and situation.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Nielson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 15, 2019 - Present

INDEPENDENT FINANCIAL PARTNERS

Office #1: 425 Wilcox St #120, Castle Rock, CO 80104

RIA

CRD#: 125112

Castle Rock, CO

Current

August 15, 2019 - Present

IFP SECURITIES, LLC

Office #1: 425 Wilcox St #120, Castle Rock, CO 80104

CRD#: 297287

Castle Rock, CO

Past

October 26, 2016 - August 26, 2019

CETERA ADVISORS LLC

RIA

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

October 21, 2015 - August 26, 2019

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INDEPENDENT FINANCIAL PARTNERS

CRD#: 125112 / SEC#: 801-69511

RIA

Registered Investment Advisory firm - (9/19/2008 Approved)

Florida

Registered Investment Advisory firm - (9/26/2008 Terminated)

Georgia

Registered Investment Advisory firm - (9/26/2008 Terminated)

New York

Registered Investment Advisory firm - (1/10/2005 Cancelled)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/15/2019)

IAR

Arizona
(8/22/2019)

California
(8/15/2019)

IAR

California
(8/22/2019)

Colorado
(8/15/2019)

IAR

Colorado
(8/15/2019)

District of Columbia
(8/10/2023)

Florida
(8/19/2019)

IAR

Florida
(9/17/2019)

Hawaii
(8/19/2019)

IAR

Hawaii
(8/23/2019)

Idaho
(8/15/2019)

IAR

Idaho
(8/23/2019)

Illinois
(8/15/2019)

IAR

Illinois
(8/23/2019)

Iowa
(8/21/2019)

Kansas
(8/21/2019)

IAR

Kansas
(3/24/2021)

Nevada
(8/15/2019)

IAR

Nevada
(8/28/2019)

IAR

New Mexico
(8/26/2019)

North Carolina
(8/23/2019)

IAR

North Carolina
(9/3/2019)

IAR

Ohio
(8/28/2024)

Oklahoma
(8/15/2019)

IAR

Oklahoma
(8/23/2019)

Oregon
(8/15/2019)

South Carolina
(8/14/2023)

IAR

South Carolina
(8/14/2023)

Texas
(8/15/2019)

IAR

Texas
(10/13/2020)

Utah
(8/15/2019)

IAR

Utah
(8/15/2019)

Virginia
(8/16/2019)

Wisconsin
(8/27/2019)

IAR

Wisconsin
(8/27/2019)

IAR

Wyoming
(1/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/24/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/27/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/21/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

INDEPENDENT FINANCIAL PARTNERS

CRD#: 125112 / SEC#: 801-69511

RIA

Registered Investment Advisory firm - (9/19/2008 Approved)

Florida

Registered Investment Advisory firm - (9/26/2008 Terminated)

Georgia

Registered Investment Advisory firm - (9/26/2008 Terminated)

New York

Registered Investment Advisory firm - (1/10/2005 Cancelled)

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Contact information

Main Address

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607

Mailing Address

Phone number

(813) 341-0960

Established

Firm type

Fiscal year end

# of Employees

267

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A BROCHURE - IFP - SEPT 2025 (11/7/2025)

Regulatory assets under management

Total Number of Accounts	45,782
AUM (Assets Under Management)	$ 12,538,891,425

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/30/2023	Cover Page	Report
08/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bryan Nielson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Nielson's CRS (Customer Relationship Summary).

Certified licenses

Experience

IFP SECURITIES, LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

Primary Firm SEC Registration

INDEPENDENT FINANCIAL PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/24/2016

Series 63

Date: 1/27/2016

SIE

Date: 10/1/2018

Series 7

Date: 10/21/2015

FINRA

Current Firm

INDEPENDENT FINANCIAL PARTNERS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

INDEPENDENT FINANCIAL PARTNERS

TRUST BUT VERIFY

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