Scott A. Rethi

CASCADE INVESTMENT GROUP

Colorado Springs, CO 80903

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CRD#: 6524212

Professional summary

Scott Alexander Rethi is a registered financial professional currently at CASCADE INVESTMENT GROUP, INC. located in Colorado Springs, Colorado.

Scott is registered as a RR (Registered Representative) and started their career in finance in 2016. Scott has worked at 1 firm and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Alexander Rethi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 24, 2016 - Present

CASCADE INVESTMENT GROUP, INC.

Office #1: 444 E. Pikes Peak Avenue Suite 200, Colorado Springs, CO 80903

RIA

CRD#: 35844

Colorado Springs, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CASCADE INVESTMENT GROUP, INC.

BJR & ASSOCIATES, INC | CASCADE INVESTMENT GROUP, INC.

CRD#: 35844 / SEC#: 801-53819, 8-46943

RIA

Registered Investment Advisory firm - SEC (2/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(10/24/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/13/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/24/2016

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/23/2025

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CASCADE INVESTMENT GROUP, INC.

BJR & ASSOCIATES, INC | CASCADE INVESTMENT GROUP, INC.

CRD#: 35844 / SEC#: 801-53819, 8-46943

RIA

Registered Investment Advisory firm - SEC (2/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

444 E. Pikes Peak Avenue Suite 200, Colorado Springs, CO 80903

Mailing Address

444 E. Pikes Peak Avenue Suite 200, Colorado Springs, CO 80903

Phone number

(719) 632-0818

Established

Colorado since 09/16/1993

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (11 States and Territories)

FINRA licenses (31 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE (9/16/2025)

Direct owners and executive officers

Name	Position	CRD#
THE EASTERN COLORADO BANK	OWNER
WRUBEL, ROBERT GOLD	PRESIDENT/MANAGING DIRECTOR	4487197
RETHI, SCOTT ALEXANDER	CHIEF COMPLIANCE OFFICER	6524212

Regulatory assets under management

Total Number of Accounts	974
AUM (Assets Under Management)	$ 378,028,345

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott A. Rethi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Alexander Rethi's CRS (Customer Relationship Summary).

Certified licenses

Experience

Primary Firm SEC Registration

CASCADE INVESTMENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/13/2018

SIE

Date: 10/1/2018

Series 7

Date: 10/24/2016

Series 24

Date: 4/23/2025

FINRA

Current Firm

CASCADE INVESTMENT GROUP, INC.

Contact information

SEC notice filing (11 States and Territories)

FINRA licenses (31 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CASCADE INVESTMENT GROUP, INC.

TRUST BUT VERIFY

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