Stephen M. Rupp
Professional summary
Stephen Michael Rupp, who also goes by Stephen M Rupp, is a registered financial professional currently at HAMILTON LANE SECURITIES LLC located in Conshohocken, Pennsylvania.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2017. Stephen has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Michael Rupp's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 12, 2024 - Present
HAMILTON LANE SECURITIES LLC
Office #1: 110 Washington Street Suite 1300, Conshohocken, PA 19428January 7, 2019 - January 8, 2024
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
May 11, 2017 - January 10, 2019
EMPOWER FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 7TO
Date: 2/15/2019
General Securities Representative ExaminationFINRA
Current Firm
HAMILTON LANE SECURITIES LLC
CRD#: 281510 / SEC#: , 8-69675
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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