DP
Daniel P. Perreault
TOOMEY INVESTMENT MANAGEMENT,
Wallingford, CT 06492
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CRD#: 6523633
DP
Professional summary
Daniel Paul Perreault, who also goes by Daniel Perreault, is a registered financial advisor currently at TOOMEY INVESTMENT MANAGEMENT, INC located in Wallingford, Connecticut and LEIGH BALDWIN & CO., LLC located in Wallingford, Connecticut.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Daniel has worked at 2 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel Perreault
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
02/2019: Life, Accident and Health Insurance; non investment related; no ownership; this plus Tomomey is 40 hrs/week during market hours. 02/2019: IA through Toomey Investment Management Inc; investment related RIA, Tax Prep; no ownership; 40 hrs/week during market hours.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Paul Perreault's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 1, 2019 - Present
TOOMEY INVESTMENT MANAGEMENT, INC
Office #1: 420 Center Street 1st Floor, Wallingford, CT 06492RIA
CRD#: 127346
Wallingford, CT
Current
September 27, 2019 - Present
LEIGH BALDWIN & CO., LLC
Office #1: 420 Center Street Fl 1, Wallingford, CT 06492RIA
BD
CRD#: 38751
Wallingford, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TOOMEY INVESTMENT MANAGEMENT, INC
TOOMEY FINANCIAL ADVISORS | TOOMEY, BRENDAN RICHARD, SR. | TOOMEY INVESTMENT MANAGEMENT, INC. | TOOMEY INVESTMENT MANAGEMENT, INC
CRD#: 127346 / SEC#: 801-112517
RIA
Registered Investment Advisory firm - (2/23/2018 Approved)Connecticut
Registered Investment Advisory firm - (4/13/2018 Terminated)Florida
Registered Investment Advisory firm - (4/13/2018 Terminated)Massachusetts
Registered Investment Advisory firm - (4/13/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Connecticut(2/1/2019)
RR
Connecticut(9/27/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 9/27/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
TOOMEY INVESTMENT MANAGEMENT, INC
TOOMEY FINANCIAL ADVISORS | TOOMEY, BRENDAN RICHARD, SR. | TOOMEY INVESTMENT MANAGEMENT, INC. | TOOMEY INVESTMENT MANAGEMENT, INC
CRD#: 127346 / SEC#: 801-112517
RIA
Registered Investment Advisory firm - (2/23/2018 Approved)Connecticut
Registered Investment Advisory firm - (4/13/2018 Terminated)Florida
Registered Investment Advisory firm - (4/13/2018 Terminated)Massachusetts
Registered Investment Advisory firm - (4/13/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
420 Center Street 1st Floor, Wallingford, CT 06492
Mailing Address
Phone number
(203) 949-1710
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,302 |
| AUM (Assets Under Management) | $ 270,635,074 |
Red Flags
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Company Information
TOOMEY INVESTMENT MANAGEMENT, INC
CRD#: 127346Wallingford, CT 06492TRUST BUT VERIFY
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