DS
Daniel L. Stokes
BRIGHTPLAN
Columbia, MO
Some features on this profile are disabled
CRD#: 6523395
DS
Professional summary
Daniel Lee Stokes, CFP® is a registered financial advisor currently at BRIGHTPLAN LLC located in Columbia, Missouri.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Daniel has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Lee Stokes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 23, 2019 - Present
BRIGHTPLAN LLC
RIA
CRD#: 283790
Columbia, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BRIGHTPLAN LLC
BRIGHTPLAN LLC
CRD#: 283790 / SEC#: 801-108227
RIA
Registered Investment Advisory firm - (8/4/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(11/3/2023)
IAR
Missouri(5/23/2019)
IAR
Texas(11/3/2023)
Exams
Current Firm
BL
BRIGHTPLAN LLC
BRIGHTPLAN LLC
CRD#: 283790 / SEC#: 801-108227
RIA
Registered Investment Advisory firm - (8/4/2016 Approved)PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
333 West San Carlos Street Suite 600, San Jose, CA 95110
Mailing Address
7491 North Federal Hwy Suite C5-302, Boca Raton, FL 33487
Phone number
(408) 933-6188
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (47 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
