JR
Julia R. Rothacker
PUBLIC ADVISORS LLC
NEW YORK, NY 10013
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CRD#: 6522266
JR
Professional summary
Julia Rose Rothacker, who also goes by Julia Rose Rothacker, Julia R Rothacker, is a registered financial advisor currently at PUBLIC ADVISORS LLC located in New York, New York and OPEN TO THE PUBLIC INVESTING, INC. located in New York, New York.
Julia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Julia has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Julia Rose Rothacker | Julia R Rothacker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Connie Gavin & Daughters, LLC. Not investment-related. 4751 N Cumberland Blvd, Whitefish Bay, WI 53211. The LLC owns and leases my family's farm in western Illinois. I am a nonmanaging minority member of the LLC. Start date: 12/31/2017. ~2 hours per month devoted to the other business, none of which are during securities trading hours. As a part of this farm ownership, I attend the annual meeting. I am also aware of business decisions being made by the majority owner and occasionally consult on major business decisions (e.g., what rent level to ask of the tenant, whether to make capital improvements). I have no formal title and have no final decision making authority. (2) Public Holdings, Inc. Investment related. 6 Harrison St, New York, NY 10013. Holding company for domestic and foreign investment related companies. Director of Concierge. 8/7/2023. 20+ hours per month devoted to other business. 20+ hours per month during securities trading hours. Business operations duties for the enterprise.
CRS (Client Relationship Summary) - RIA
Click below to view Julia Rose Rothacker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 13, 2025 - Present
PUBLIC ADVISORS LLC
Office #1: 6 Harrison St. 5th Floor, New York, NY 10013RIA
CRD#: 318234
NEW YORK, NY
Current
October 16, 2023 - Present
OPEN TO THE PUBLIC INVESTING, INC.
Office #1: 6 Harrison St 5th Floor/suite, New York, NY 10013BD
CRD#: 127818
New York, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PUBLIC ADVISORS LLC
OPEN TO THE PUBLIC ADVISORS | PUBLIC.COM | PUBLIC ADVISORS LLC. | PUBLIC ADVISORS LLC
CRD#: 318234 / SEC#: 801-123433
RIA
Registered Investment Advisory firm - (3/24/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/31/2023)
RR
Alaska(10/31/2023)
RR
Arizona(10/31/2023)
RR
Arkansas(10/31/2023)
RR
California(10/31/2023)
RR
Colorado(10/31/2023)
RR
Connecticut(10/31/2023)
RR
Delaware(10/31/2023)
RR
District of Columbia(10/31/2023)
RR
Florida(10/31/2023)
RR
Georgia(10/31/2023)
RR
Hawaii(10/31/2023)
RR
Idaho(10/31/2023)
RR
Illinois(10/31/2023)
RR
Indiana(10/31/2023)
RR
Iowa(10/31/2023)
RR
Kansas(10/31/2023)
RR
Kentucky(10/31/2023)
RR
Louisiana(10/31/2023)
RR
Maine(10/31/2023)
RR
Maryland(10/31/2023)
RR
Massachusetts(10/31/2023)
RR
Michigan(10/31/2023)
RR
Minnesota(10/31/2023)
RR
Mississippi(10/31/2023)
RR
Missouri(10/31/2023)
RR
Montana(10/31/2023)
RR
Nebraska(10/31/2023)
RR
Nevada(10/31/2023)
RR
New Hampshire(10/31/2023)
RR
New Jersey(10/31/2023)
RR
New Mexico(10/31/2023)
RR
New York(10/31/2023)
IAR
New York(8/13/2025)
RR
North Carolina(10/31/2023)
RR
North Dakota(10/31/2023)
RR
Ohio(10/31/2023)
RR
Oklahoma(10/31/2023)
RR
Oregon(10/31/2023)
RR
Pennsylvania(10/31/2023)
RR
Puerto Rico(10/31/2023)
RR
Rhode Island(10/31/2023)
RR
South Carolina(10/31/2023)
RR
South Dakota(10/31/2023)
RR
Tennessee(10/31/2023)
RR
Texas(10/31/2023)
RR
Utah(10/31/2023)
RR
Vermont(10/31/2023)
RR
Virgin Islands(10/31/2023)
RR
Virginia(10/31/2023)
RR
Washington(10/31/2023)
RR
West Virginia(10/31/2023)
RR
Wisconsin(10/31/2023)
RR
Wyoming(10/31/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/16/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PUBLIC ADVISORS LLC
OPEN TO THE PUBLIC ADVISORS | PUBLIC.COM | PUBLIC ADVISORS LLC. | PUBLIC ADVISORS LLC
CRD#: 318234 / SEC#: 801-123433
RIA
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Contact information
Main Address
6 Harrison St. 5th Floor, New York, NY 10013
Mailing Address
Phone number
(212) 401-6946
Established
Firm type
Fiscal year end
# of Employees
40
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,429 |
| AUM (Assets Under Management) | $ 8,812,622 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
