Christopher P. Smith
Professional summary
Christopher Paul Smith, CFP®, who also goes by Christopher P. Smith, is a registered financial advisor currently at SMITH SECURITIES LLC located in Covington, Louisiana.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Christopher has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Paul Smith's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2021
Experience
August 23, 2017 - Present
SMITH SECURITIES LLC
January 4, 2016 - July 7, 2017
HANCOCK WHITNEY INVESTMENT SERVICES INC.
July 28, 2015 - July 7, 2017
HANCOCK WHITNEY INVESTMENT SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/23/2017)
(1/4/2023)
(5/15/2024)
Exams
Current Firm
SMITH SECURITIES LLC
CRD#: 288886 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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