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Todd Phillip Adrian

CRD# 6521533·Registered 2015 - 2023

Previously Registered: Being a previously registered professional could mean that Todd is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Todd Phillip Adrian was a registered financial advisor. Todd was a previously registered financial professional and started their career in finance 2015 - 2023. Todd had worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

AMERITIME, LLC·CRD# 147416

RIA

Olathe, KS

December 21, 2017 - November 7, 2023

SECURITIES AMERICA ADVISORS, INC.·CRD# 110518

RIA

Olathe, KS

July 17, 2017 - November 23, 2022

SECURITIES AMERICA, INC.·CRD# 10205

BD

Olathe, KS

July 17, 2017 - November 23, 2022

NATIONAL PLANNING CORPORATION·CRD# 29604

RIA

Olathe, KS

February 26, 2016 - July 19, 2017

NATIONAL PLANNING CORPORATION·CRD# 29604

BD

Olathe, KS

November 17, 2015 - July 19, 2017

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Current Firm

AL

AMERITIME, LLC

AMERITIME, LLC | COMPASS FINANCIAL RESOURCES, LLC

CRD#: 147416

Kansas

Registered Investment Advisory firm - Kansas (9/16/2008 Approved)

Nebraska

Registered Investment Advisory firm - Nebraska (6/5/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

13095 South Mur-len Road Suite 100, Olathe, KS 66062

Phone Number

(913) 747-2000

# of Employees

13

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

***Ameritime LLC Position: IAR Nature: Educating educators regarding their pension benefits. Pension consulting and 403b assets. Investment Related: Yes Hours: 120 Securities Trading Hours: 120 Start Date: 11/01/2015 Address: 13095 S. Mur-Len Rd. Suite 100, Olathe KS 66062 Description: seminars, marketing, pension consultation ***Insurance sales Position: Advisor Nature: insurance broker/dealer Investment Related: Yes Hours: 35 Securities Trading Hours: 35 Start Date: 08/01/2016 Address: 13095 S. Mur-Len Rd. Suite 100, Olathe KS 66062, United States Description: selling life insurance and fixed annuity products ***DBA: Compass Financial Resources LLC ***SAA POSITION: IAR NATURE: SECURITIES AMERICA ADVISORS-IAR-INVESTMENT ADVISORY-INVESTMENT RELATED-START DATE 7/2017 LOCATED AT 13095 S MUR-LEN RD. STE 100, OLATHE, KS 66062 INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 07/01/2017 ADDRESS: 13095 S mur-len, suite 100, olathe KS 66062 DESCRIPTION: This OBA is for advisory services for our clients. ***RVSHARE POSITION: I own the RV NATURE: I rent my mobile home occasionally through the website RVShare. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 279 n. Pecan st., NA KS 66030 DESCRIPTION: I use the RV Share website to advertise and rent my RV

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2016About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2016About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2016About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 2015About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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