Hoang P. Phan

AMPLIFY INVESTMENTS

LISLE, IL 60532

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CRD#: 6520903

Professional summary

Hoang Phuong Phan, who also goes by Henry Phan, is a registered financial advisor currently at AMPLIFY INVESTMENTS LLC located in Lisle, Illinois and FORESIDE FUND SERVICES, LLC located in Lisle, Illinois.

Hoang is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Hoang has worked at 5 firms and has passed the Series 66, SIE, Series 57, Series 7, Series 4 and Series 24 exams.

Aliases

Henry Phan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hoang Phuong Phan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2026 - Present

AMPLIFY INVESTMENTS LLC

Office #1: 3333 Warrenville Road Suite 350, Lisle, IL 60532

RIA

CRD#: 173781

LISLE, IL

Current

February 5, 2024 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 3333 Warrenville Road Suite 350, Lisle, IL 60532

CRD#: 46106

Lisle, IL

Past

December 21, 2022 - December 8, 2023

ALLOCATIONS SECURITIES

CRD#: 317750

SANTA ROSA, CA

Past

October 18, 2020 - November 5, 2021

PRECISE INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 282557

HIGHLAND PARK, IL

Past

October 12, 2017 - August 5, 2019

PRECISE INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 282557

EL PASO, TX

Past

January 19, 2016 - November 8, 2021

INSIGHT SECURITIES, INC.

RIA

CRD#: 5611

HIGHLAND PARK, IL

Past

December 7, 2015 - November 8, 2021

INSIGHT SECURITIES, INC.

CRD#: 5611

HIGHLAND PARK, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMPLIFY INVESTMENTS LLC

AMPLIFY ETFS | AMPLIFY INVESTMENTS LLC

CRD#: 173781 / SEC#: 801-80692

RIA

Registered Investment Advisory firm - (1/2/2015 Approved)

Illinois

Registered Investment Advisory firm - (12/8/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(2/5/2024)

IAR

Illinois
(7/21/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/19/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 57

Date: 3/8/2017

Securities Trader Exam

General Industry/Product Exam

Series 7

Date: 12/7/2015

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 8/5/2016

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/3/2016

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AMPLIFY INVESTMENTS LLC

AMPLIFY ETFS | AMPLIFY INVESTMENTS LLC

CRD#: 173781 / SEC#: 801-80692

RIA

Registered Investment Advisory firm - (1/2/2015 Approved)

Illinois

Registered Investment Advisory firm - (12/8/2014 Terminated)

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Contact information

Main Address

3333 Warrenville Road #350, Lisle, IL 60532

Mailing Address

Phone number

(630) 487-2530

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

AMPLIFY INVESTMENTS ADV PART 2 12-31-2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	32
AUM (Assets Under Management)	$ 10,091,060,461

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Hoang P. Phan

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hoang Phuong Phan's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

ALLOCATIONS SECURITIES

PRECISE INVESTMENT MANAGEMENT, INC.

PRECISE INVESTMENT MANAGEMENT, INC.

INSIGHT SECURITIES, INC.

INSIGHT SECURITIES, INC.

Primary Firm SEC Registration

AMPLIFY INVESTMENTS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/19/2016

SIE

Date: 10/1/2018

Series 57

Date: 3/8/2017

Series 7

Date: 12/7/2015

Series 4

Date: 8/5/2016

Series 24

Date: 5/3/2016

FINRA

Current Firm

AMPLIFY INVESTMENTS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMPLIFY INVESTMENTS LLC

TRUST BUT VERIFY

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