Hoang Phuong Phan
Professional Summary
Hoang Phuong Phan, who also goes by Henry Phan, is a registered financial advisor currently at AMPLIFY ETFS located in Lisle, Illinois and FORESIDE FUND SERVICES, LLC located in Lisle, Illinois. Hoang is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Hoang has worked at 5 firms and has passed the Series 66, SIE, Series 57, Series 7, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Henry Phan
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
11 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
AMPLIFY ETFS | AMPLIFY INVESTMENTS LLC
Contact Information
Main Address
3333 Warrenville Road Suite 350, Lisle, IL 60532Phone Number
(630) 487-2530# of Employees
42SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
42AUM (Assets Under Management)
$17,701,181,602Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
AMPLIFY ETFS | AMPLIFY INVESTMENTS LLC
State Registrations and Notice Filings
(2/5/2024)
(7/21/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Hoang Phuong Phan's CRS (Customer Relationship Summary).
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