Harrison Clark Moore
Professional Summary
Harrison Clark Moore, who also goes by Harrison C Moore, Harrison C. Moore, is a registered financial advisor currently at ROGAN & ASSOCIATES, INC. located in Safety Harbor, Florida and J.W. COLE FINANCIAL, INC. located in Safety Harbor, Florida. Harrison is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Harrison has worked at 5 firms and has passed the Series 65, Series 63, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Harrison C Moore, Harrison C. Moore
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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CALTON & ASSOCIATES, INC.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
11 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ADS DISTRIBUTORS, INC. | ROGAN, ROSENBERG, & ASSOCIATES, INC. | ROGAN, ROSENBERG & ASSOCIATES, INC. | ROGAN AND ASSOCIATES FINANCIAL PLANNERS | ROGAN & ASSOCIATES, INC. | ROGAN & ASSOCIATES
Contact Information
Main Address
200 9th Avenue North Suite 100, Safety Harbor, FL 34695Phone Number
(727) 712-3400Established
Florida since 01/17/1997Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
14SEC notice filing (17 States and Territories)
Registered to provide investment advisory services in 17 US states and territories.
Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
1,483AUM (Assets Under Management)
$709,555,265Disclosures
Regulatory Event
2Similar Advisors
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
J.W. COLE FINANCIAL, INC.
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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CALTON & ASSOCIATES, INC.
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Primary Firm SEC Registration
ADS DISTRIBUTORS, INC. | ROGAN, ROSENBERG, & ASSOCIATES, INC. | ROGAN, ROSENBERG & ASSOCIATES, INC. | ROGAN AND ASSOCIATES FINANCIAL PLANNERS | ROGAN & ASSOCIATES, INC. | ROGAN & ASSOCIATES
State Registrations and Notice Filings
(4/11/2022)
(5/13/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Harrison Clark Moore's CRS (Customer Relationship Summary).
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