Morgan Ashley Marsh
Professional Summary
Morgan Ashley Marsh, who also goes by Morgan Ashley VIeth, is a registered financial advisor currently at CERES SECURITIES, LLC located in South Bend, Indiana. Morgan is registered as a RR (Registered Representative) and started their career in finance in 2016. Morgan has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Morgan Ashley Marsh, Morgan Ashley Vieth
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
10 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
CERES SECURITIES, LLC
Contact Information
Main Address
806 Howard St Suite 200, South Bend, IN 46617Mailing Address
806 Howard St Suite 200, South Bend, IN 46617Phone Number
(574) 367-4533Established
Delaware since 05/20/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (25 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CERES PARTNERS, LLC | MEMBER | — |
| SCHOOLEY, TAMARA LYNDSEY | PRESIDENT, MANAGING DIRECTOR, CCO | 6771423 |
Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/26/2016)
(2/8/2017)
(10/13/2016)
(1/25/2017)
(2/21/2017)
(1/3/2017)
(10/21/2016)
(10/12/2016)
(1/30/2017)
(2/10/2017)
(10/18/2016)
(7/26/2017)
(7/26/2017)
(10/12/2017)
(1/9/2017)
(2/1/2017)
(1/11/2017)
(10/19/2016)
(9/20/2017)
(4/19/2023)
(11/21/2016)
(1/3/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Morgan Ashley Marsh's CRS (Customer Relationship Summary).
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