Morgan A. Marsh
Professional summary
Morgan Ashley Marsh, who also goes by Morgan Ashley VIeth, is a registered financial professional currently at CERES SECURITIES, LLC located in South Bend, Indiana.
Morgan is registered as a RR (Registered Representative) and started their career in finance in 2016. Morgan has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Morgan Ashley Marsh's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2016 - Present
CERES SECURITIES, LLC
Office #1: 806 Howard St Suite 200, South Bend, IN 46617State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/26/2016)
(2/8/2017)
(10/13/2016)
(1/25/2017)
(2/21/2017)
(1/3/2017)
(10/21/2016)
(10/12/2016)
(1/30/2017)
(2/10/2017)
(10/18/2016)
(7/26/2017)
(7/26/2017)
(10/12/2017)
(1/9/2017)
(2/1/2017)
(1/11/2017)
(10/19/2016)
(9/20/2017)
(4/19/2023)
(11/21/2016)
(1/3/2017)
Exams
FINRA
Current Firm
CERES SECURITIES, LLC
CRD#: 269903 / SEC#: , 8-69637
Contact information
FINRA licenses (24 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CERES PARTNERS, LLC | MEMBER | |
| SCHOOLEY, TAMARA LYNDSEY | PRESIDENT, MANAGING DIRECTOR, CCO | 6771423 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
CERES SECURITIES, LLC
CRD#: 269903South Bend, IN 46617TRUST BUT VERIFY
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