WG
William M. Gould
FRANKLIN DISTRIBUTORS
Boston, MA 02110
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CRD#: 6520122
WG
Professional summary
William Moran Gould Mr., who also goes by William Moran Gould Mr., William Moran Gould, William M Gould, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Boston, Massachusetts.
William is registered as a RR (Registered Representative) and started their career in finance in 2016. William has worked at 4 firms and has passed the Series 63, Series 22TO, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
William Moran Gould Mr. | William Moran Gould | William M Gould
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view William Moran Gould Mr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 24, 2025 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 100 Federal Street, Boston, MA 02110BD
CRD#: 109064
Boston, MA
Past
August 11, 2022 - January 16, 2025
PAYDEN & RYGEL DISTRIBUTORS
BD
CRD#: 29868
LOS ANGELES, CA
Past
November 20, 2019 - June 6, 2022
QUASAR DISTRIBUTORS, LLC
BD
CRD#: 103848
Boston, MA
Past
November 23, 2016 - October 7, 2019
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
ANDOVER, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/24/2025)
RR
Alaska(1/24/2025)
RR
Arizona(1/24/2025)
RR
Arkansas(1/24/2025)
RR
California(1/24/2025)
RR
Colorado(1/24/2025)
RR
Connecticut(1/24/2025)
RR
Delaware(1/24/2025)
RR
District of Columbia(1/24/2025)
RR
Florida(1/24/2025)
RR
Georgia(1/24/2025)
RR
Hawaii(1/24/2025)
RR
Idaho(1/24/2025)
RR
Illinois(1/24/2025)
RR
Indiana(1/24/2025)
RR
Iowa(1/24/2025)
RR
Kansas(1/24/2025)
RR
Kentucky(1/24/2025)
RR
Louisiana(1/24/2025)
RR
Maine(1/24/2025)
RR
Maryland(1/24/2025)
RR
Massachusetts(1/24/2025)
RR
Michigan(1/24/2025)
RR
Minnesota(1/24/2025)
RR
Mississippi(1/24/2025)
RR
Missouri(1/24/2025)
RR
Montana(1/24/2025)
RR
Nebraska(1/24/2025)
RR
Nevada(1/24/2025)
RR
New Hampshire(1/24/2025)
RR
New Jersey(1/24/2025)
RR
New Mexico(1/24/2025)
RR
New York(1/24/2025)
RR
North Carolina(1/24/2025)
RR
North Dakota(1/24/2025)
RR
Ohio(1/24/2025)
RR
Oklahoma(1/24/2025)
RR
Oregon(1/24/2025)
RR
Pennsylvania(1/24/2025)
RR
Puerto Rico(1/24/2025)
RR
Rhode Island(1/24/2025)
RR
South Carolina(1/24/2025)
RR
South Dakota(1/24/2025)
RR
Tennessee(1/24/2025)
RR
Texas(1/24/2025)
RR
Utah(1/24/2025)
RR
Vermont(1/24/2025)
RR
Virgin Islands(1/24/2025)
RR
Virginia(1/24/2025)
RR
Washington(1/24/2025)
RR
West Virginia(1/24/2025)
RR
Wisconsin(1/24/2025)
RR
Wyoming(1/24/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FD
FRANKLIN DISTRIBUTORS, LLC
FRANKLIN DISTRIBUTORS, LLC | UNIFIED DISTRIBUTORS LLC | LEGG MASON INVESTORS SERVICES, LLC | LEGG MASON INVESTOR SERVICES, LLC | LATINVALLEY SECURITIES LLC
CRD#: 109064 / SEC#: , 8-53089
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information
Main Address
One Franklin Parkway, San Mateo, CA 94403
Mailing Address
1201 Wills Street, Baltimore, MD 21231
Phone number
(800) 632-2350
Established
Delaware since 12/01/2000
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064Boston, MA 02110TRUST BUT VERIFY
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