Matthew C. Malloy

PARNASSUS INVESTMENTS

Plymouth, MA

CRD#: 6520076

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Professional summary

Matthew C Malloy, who also goes by Matthew Charles Malloy, Matthew Malloy, is a registered financial advisor currently at PARNASSUS INVESTMENTS, LLC located in Plymouth, Massachusetts and PARNASSUS FUNDS DISTRIBUTOR, LLC located in Portland, Maine.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Matthew has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

Matthew Charles Malloy | Matthew Malloy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew C Malloy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 2, 2026 - Present

PARNASSUS INVESTMENTS, LLC

RIA

CRD#: 316904

Plymouth, MA

Current

January 27, 2026 - Present

PARNASSUS FUNDS DISTRIBUTOR, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 15883

Portland, ME

Past

November 21, 2024 - December 24, 2025

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

July 22, 2021 - March 5, 2024

ANGEL OAK CAPITAL ADVISORS, LLC

RIA

CRD#: 151090

Plymouth, MA

Past

July 16, 2021 - March 5, 2024

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

January 5, 2018 - June 21, 2021

PUTNAM INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 106629

BOSTON, MA

Past

July 16, 2016 - June 21, 2021

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

ANDOVER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARNASSUS INVESTMENTS, LLC

CRD#: 316904 / SEC#: 801-122618

RIA

Registered Investment Advisory firm - (11/8/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/27/2026)

Alaska
(1/27/2026)

Arizona
(1/27/2026)

Arkansas
(1/27/2026)

California
(1/27/2026)

IAR

California
(2/2/2026)

Colorado
(1/27/2026)

Connecticut
(1/27/2026)

Delaware
(1/27/2026)

District of Columbia
(1/27/2026)

Florida
(1/27/2026)

Georgia
(1/27/2026)

Hawaii
(1/27/2026)

Idaho
(1/27/2026)

Illinois
(1/27/2026)

Indiana
(1/27/2026)

Iowa
(1/27/2026)

Kansas
(1/27/2026)

Kentucky
(1/27/2026)

Louisiana
(1/27/2026)

Maine
(1/27/2026)

Maryland
(1/27/2026)

Massachusetts
(1/27/2026)

Michigan
(1/27/2026)

Minnesota
(1/27/2026)

Mississippi
(1/27/2026)

Missouri
(1/27/2026)

Montana
(1/27/2026)

Nebraska
(1/27/2026)

Nevada
(1/27/2026)

New Hampshire
(1/27/2026)

New Jersey
(1/27/2026)

New Mexico
(1/27/2026)

New York
(1/27/2026)

North Carolina
(1/27/2026)

North Dakota
(1/27/2026)

Ohio
(1/27/2026)

Oklahoma
(1/27/2026)

Oregon
(1/27/2026)

Pennsylvania
(1/27/2026)

Rhode Island
(1/27/2026)

South Carolina
(1/27/2026)

South Dakota
(1/27/2026)

Tennessee
(1/27/2026)

Texas
(1/27/2026)

Utah
(1/27/2026)

Vermont
(1/27/2026)

Virginia
(1/27/2026)

Washington
(1/27/2026)

West Virginia
(1/27/2026)

Wisconsin
(1/27/2026)

Wyoming
(1/27/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/19/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/11/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/1/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/16/2016

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PARNASSUS INVESTMENTS, LLC

CRD#: 316904 / SEC#: 801-122618

RIA

Registered Investment Advisory firm - (11/8/2021 Approved)

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Contact information

Main Address

1 Market Street Suite 1600, San Francisco, CA 94105

Mailing Address

Phone number

(415) 778-0200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PARNASSUS INVESTMENTS, LLC PART 2A BROCHURE (3/12/2026)

Regulatory assets under management

Total Number of Accounts	30
AUM (Assets Under Management)	$ 41,094,551,521

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew C. Malloy

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew C Malloy's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARNASSUS FUNDS DISTRIBUTOR, LLC

FORESIDE FUND SERVICES, LLC

ANGEL OAK CAPITAL ADVISORS, LLC

FORESIDE FUND SERVICES, LLC

PUTNAM INVESTMENT MANAGEMENT, LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

Primary Firm SEC Registration

PARNASSUS INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/19/2017

Series 63

Date: 8/11/2016

SIE

Date: 10/1/2018

Series 7

Date: 5/1/2017

Series 6

Date: 7/16/2016

FINRA

Current Firm

PARNASSUS INVESTMENTS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARNASSUS INVESTMENTS, LLC

TRUST BUT VERIFY

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