GB
George E. Burgin
THRIVENT INVESTMENT MANAGEMENT
Billings , MT 59102
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CRD#: 6519968
GB
Professional summary
George Elmer Burgin III, who also goes by George Elmer Burgin, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Billings , Montana.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. George has worked at 1 firm and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
George Elmer Burgin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GEORGE BURGIN PHOTOGRAPHY POSITION: Owner NATURE: Photography business and website management. This company has no invesment activities and is managed outside of normal business hours. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2010 ADDRESS: 1034 Caledonia Street, Butte MT 59701 DESCRIPTION: I am a professional photographer with few commercial clients and an extensive web presence. I am no longer seeking clients and will take a passive role and respond to web orders only. On my website, I sell fine art. WEDDINGS POSITION: Officient NATURE: I occasionally am asked to officate weddings. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/05/2017 ADDRESS: 1034 Caledonia Street, Butte MT 59701 DESCRIPTION: Meet with wedding candidates, do 6-8 hours of counseling and perform their wedding. CONSTABURG LIBATIONS, LLC POSITION: Owner/Winemaker NATURE: This is the LLC for the DBA, Burgin Cellars. Burgin Cellars is a commercial winery. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2025 ADDRESS: 11 Mission Lane, Joliet MT 59041, United States DESCRIPTION: Grape procurement, winemaking, bulk wine management and all aspects of bottling.
CRS (Client Relationship Summary) - RIA
Click below to view George Elmer Burgin III's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view George Elmer Burgin III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 3, 2017 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1731 King Avenue West , Billings , MT 59102Office #2: 1624 4th Ave E, Olympia, WA 98506RIA
BD
CRD#: 18387
Billings , MT
Current
September 10, 2015 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1731 King Avenue West , Billings , MT 59102Office #2: 1624 4th Ave E, Olympia, WA 98506RIA
BD
CRD#: 18387
Billings , MT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/26/2020)
RR
Alaska(7/5/2017)
RR
Arizona(7/5/2017)
RR
California(7/5/2017)
RR
Colorado(7/5/2017)
RR
Connecticut(11/4/2025)
RR
Florida(11/6/2025)
RR
Hawaii(2/27/2025)
RR
Idaho(7/5/2017)
RR
Illinois(6/11/2020)
RR
Indiana(6/11/2020)
RR
Kansas(5/30/2023)
RR
Kentucky(4/18/2024)
RR
Massachusetts(2/27/2025)
RR
Minnesota(7/5/2017)
RR
Missouri(6/30/2021)
RR
Montana(9/21/2015)
RR
Nebraska(9/1/2023)
RR
Nevada(6/26/2023)
RR
New Hampshire(8/23/2022)
RR
New Mexico(7/5/2017)
RR
North Dakota(7/5/2017)
RR
Ohio(6/11/2020)
RR
Oregon(7/5/2017)
RR
Pennsylvania(7/5/2017)
RR
South Carolina(7/9/2019)
RR
South Dakota(2/18/2019)
RR
Texas(9/21/2017)
IAR
Texas(9/21/2017)
RR
Utah(7/11/2017)
RR
Washington(5/5/2017)
IAR
Washington(9/28/2018)
RR
Wyoming(7/5/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Billings , MT 59102TRUST BUT VERIFY
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