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Nicholas Robert Hassig

CFP®
ROOT FINANCIAL PARTNERS
Denver, CO
·CRD# 6519921·11 years experience

Professional Summary

Nicholas Robert Hassig, CFP®, who also goes by Nicholas Hassig, Nick Hassig, is a registered financial advisor currently at ROOT FINANCIAL PARTNERS located in Denver, Colorado. Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Nicholas has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nicholas Hassig, Nick Hassig

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner

Years of Experience

11 years in the financial services industry

Current & Past Employments

ROOT FINANCIAL PARTNERS·CRD# 290289
RIA
Denver, CO
March 10, 2026 - Present
CHARLES SCHWAB & CO., INC.·CRD# 5393
RIA
Lone Tree, CO
June 19, 2019 - March 25, 2026
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Lone Tree, CO
June 19, 2019 - March 25, 2026
OPPENHEIMERFUNDS DISTRIBUTOR, INC.·CRD# 7834
BD
Centennial, CO
March 4, 2016 - June 3, 2019
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Greenwood Village, CO
July 31, 2015 - February 16, 2016

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Current Firm

ROOT FINANCIAL PARTNERS
ROOT FINANCIAL PARTNERS

ROOT | ROOT FINANCIAL PARTNERS, LLC | ROOT FINANCIAL PARTNERS

CRD#: 290289 / SEC#: 801-125945
RIA
Registered Investment Advisory firm - SEC (7/8/2022 Approved)
California
Registered Investment Advisory firm - California (8/11/2022 Terminated)
Texas
Registered Investment Advisory firm - Texas (7/12/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

801 Barton Springs Rd, Austin, TX 78704

Mailing Address

1106 2nd Street Suite 102, Encinitas, CA 92024

Phone Number

(760) 452-0720

# of Employees

65

SEC notice filing (47 States and Territories)

Registered to provide investment advisory services in 47 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (8/28/2026)

Regulatory Assets Under Management

Total Number of Accounts

4,110

AUM (Assets Under Management)

$2,147,774,389

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROOT FINANCIAL PARTNERS
ROOT FINANCIAL PARTNERS

ROOT | ROOT FINANCIAL PARTNERS, LLC | ROOT FINANCIAL PARTNERS

CRD#: 290289 / SEC#: 801-125945
RIA
Registered Investment Advisory firm - SEC (7/8/2022 Approved)
California
Registered Investment Advisory firm - California (8/11/2022 Terminated)
Texas
Registered Investment Advisory firm - Texas (7/12/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Colorado
(3/10/2026)
IAR
Texas
(3/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2019About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2015About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2015About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Robert Hassig's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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