Patrick J. Cronin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick John Cronin, who also goes by Patrick Cronin, Pj Cronin, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 2016. Patrick had worked at 5 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2018 - November 3, 2020
SEI INVESTMENTS MANAGEMENT CORP
August 28, 2018 - November 3, 2020
SEI INVESTMENTS DISTRIBUTION CO.
September 5, 2017 - August 20, 2018
VANGUARD MARKETING CORPORATION
November 22, 2016 - August 16, 2017
NEUBERGER BERMAN BD LLC
March 29, 2016 - August 5, 2016
HORNOR, TOWNSEND & KENT, LLC
Primary Firm SEC Registration
SEI INVESTMENTS MANAGEMENT CORP
CRD#: 105146 / SEC#: 801-24593
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 3/13/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
SEI INVESTMENTS MANAGEMENT CORP
CRD#: 105146 / SEC#: 801-24593
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 99,603 |
| AUM (Assets Under Management) | $ 198,143,431,156 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 01/27/2025 | ||
| 10/25/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
