Benjamin M. Olsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Mcalastair Olsen, who also goes by Ben Olsen, Benjamin M Olsen, Benjamin Olsen, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2019. Benjamin had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2021 - November 7, 2022
M1 FINANCE
July 29, 2020 - November 7, 2022
M1 FINANCE LLC
December 16, 2019 - March 16, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 4, 2019 - March 16, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
M1 FINANCE
CRD#: 249787 / SEC#: 801-106511
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 10/4/2019
General Securities Representative ExaminationCurrent Firm
M1 FINANCE
CRD#: 249787 / SEC#: 801-106511
Contact information
SEC notice filing (1 States and Territories)
Documents
Red Flags
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