Samuel A. Mccoy

TENACITY PRIVATE WEALTH

DUBLIN, OH

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CRD#: 6519537

Professional summary

Samuel A Mccoy, CFP®, who also goes by Samuel Alexander Mccoy, is a registered financial advisor currently at TENACITY PRIVATE WEALTH located in Dublin, Ohio.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Samuel has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Samuel Alexander Mccoy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

*383378 - Upper Arlington Men's Lacrosse Program; Investment related No; Charity / Private Foundation; Treasurer (proprietor, partner, officer, director, employee, trustee, agent); Aug 2019 *535120 - Upper Arlington Education Foundation ; Investment related: No; Upper Arlington, Ohio; Civic/Community, Education, Hardship Assistance, Sports, Social & Recreational, Children/Youth, Economic Assistance; Board Member, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 01/2023; During business hours: 0; After business hours: 5; Administrative, Accounting/Bookkeeping, Business Development/Growth, Fundraising Principal and owner of Tenacity Tax, LLC which provides tax preparation services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel A Mccoy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

September 1, 2024 - Present

TENACITY PRIVATE WEALTH

RIA

CRD#: 332884

DUBLIN, OH

Past

October 23, 2019 - September 10, 2024

MORGAN STANLEY

RIA

CRD#: 149777

Dublin, OH

Past

October 23, 2019 - September 10, 2024

MORGAN STANLEY

CRD#: 149777

Dublin, OH

Past

September 4, 2015 - October 16, 2019

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

COLUMBUS, OH

Past

August 13, 2015 - October 16, 2019

UBS FINANCIAL SERVICES INC.

CRD#: 8174

COLUMBUS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/4/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/13/2015

General Securities Representative Examination

Current Firm

TENACITY PRIVATE WEALTH

TENACITY PRIVATE WEALTH | TENACITY PRIVATE WEALTH LLC

CRD#: 332884 / SEC#:

Ohio

Registered Investment Advisory firm - (9/1/2024 Approved)

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Contact information

Main Address

Dublin, OH

Mailing Address

Phone number

(614) 208-5494

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	180
AUM (Assets Under Management)	$ 25,788,170

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Samuel A. Mccoy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel A Mccoy's CRS (Customer Relationship Summary).

Certified licenses

Experience

TENACITY PRIVATE WEALTH

MORGAN STANLEY

MORGAN STANLEY

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/4/2015

SIE

Date: 10/1/2018

Series 7

Date: 8/13/2015

Current Firm

TENACITY PRIVATE WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TENACITY PRIVATE WEALTH

TRUST BUT VERIFY

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