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JM

Jason M. Mcauliffe

VERITAS CAPITAL SECURITIES L.L.C.
New York, NY 10019
Some features on this profile are disabled
CRD#: 6519498
JM

Professional summary

Jason Michael Mcauliffe is a registered financial professional currently at VERITAS CAPITAL SECURITIES L.L.C. located in New York, New York.

Jason is registered as a RR (Registered Representative) and started their career in finance in 2017. Jason has worked at 2 firms and has passed the Series 99TO, SIE and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Michael Mcauliffe's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 12, 2023 - Present

VERITAS CAPITAL SECURITIES L.L.C.

Office #1: 9 West 57th St Floor 31st, New York, NY 10019Office #2: 9 West 57th St, Floor 31st, New York, NY 10019
BD
CRD#: 323755
New York, NY
Past

January 6, 2017 - October 22, 2020

RAINE SECURITIES LLC

BD
CRD#: 137873
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 9/12/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 27
Date: 9/12/2023
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

VC
VERITAS CAPITAL SECURITIES L.L.C.
VERITAS CAPITAL SECURITIES L.L.C. | VERITAS CAPITAL SECURITIES, LLC | VERITAS CAPITAL SECURITIES, L.L.C

CRD#: 323755 / SEC#: , 8-71002

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
9 West 57th St, Floor 31st, New York, NY 10019
Mailing Address
9 West 57th St, Floor 32 Nd, New York, NY 10019
Phone number
(212) 415-6700
Established
Delaware since 09/20/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VERITAS CAPITAL MARKETS, L.L.C.SOLE MEMBER
DILLON, BRENDAN KEITHCHIEF EXECUTIVE OFFICER2918508
MERLINO, NICHOLAS JOSEPHCHIEF COMPLIANCE OFFICER5730516
SHAW, ANTHONYFINOP, PFO, POO7338445

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VERITAS CAPITAL SECURITIES L.L.C.

CRD#: 323755New York, NY 10019

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