Michael A. Soroudi
Professional summary
Michael Andrew Soroudi, CFA is a registered financial advisor currently at DIGITAL ASSET INVESTMENT MANAGEMENT located in Newport Beach, California.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Michael has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Andrew Soroudi's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 14, 2021 - Present
DIGITAL ASSET INVESTMENT MANAGEMENT
Office #1: 120 Newport Center Drive, Newport Beach, CA 92660November 28, 2017 - September 15, 2021
SECURIAN FINANCIAL SERVICES, INC.
July 13, 2015 - September 15, 2021
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/14/2021)
(11/9/2021)
(10/12/2022)
(9/27/2021)
(9/14/2021)
(9/14/2021)
(9/14/2021)
Exams
Current Firm
DIGITAL ASSET INVESTMENT MANAGEMENT
CRD#: 294098 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 229 |
| AUM (Assets Under Management) | $ 75,550,000 |
Red Flags
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