AF
Adam R. Fisher
BLACKROCK INVESTMENT MANAGEMENT
Newport Beach, CA 92660
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CRD#: 6519240
AF
Professional summary
Adam Reinhold Von Fisher, who also goes by Adam Fisher, is a registered financial advisor currently at BLACKROCK INVESTMENT MANAGEMENT, LLC located in Newport Beach, California and BLACKROCK INVESTMENTS, LLC located in Newport Beach, California.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Adam has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam Fisher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Personal Brand, Live/Studio Drummer, None/Freelance, not investment-related,, Start Date 05/23/2022, 4-8 hours per month on weekends, Activity includes performing, recording, mixing, and delivering drum music virtually, perhaps an occasional live performance, releasing records, receiving royalties. 2) Personal Brand, Content Creator, None/Freelance, not investment-related, Start Date 05/23/2022, 8 hours per month, Activity includes creating open source code, publishing topic videos to YouTube, career/personal development/fitness/technical support consultations. Topics include career development, reviewing open source projects, code-centered education, research projects, general personal finance/finance topics, implementing financial/statistical analysis methods in code, fitness and nutrition, personal development, and relationships. (3) None/Freelance; Personal Brand; Freelance Software Engineer; Activity includes developing software scripting in programming languages creating macros automations dashboards websites and other software development activities.; 8 hrs/month; Start Date:02-09-2024
CRS (Client Relationship Summary) - RIA
Click below to view Adam Reinhold Von Fisher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 13, 2022 - Present
BLACKROCK INVESTMENT MANAGEMENT, LLC
Office #1: 4400 Macarthur Boulevard Suite 700, Newport Beach, CA 92660RIA
CRD#: 108928
Newport Beach, CA
Current
June 10, 2022 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 4400 Macarthur Boulevard Suite 700, Newport Beach, CA 92660BD
CRD#: 38642
Newport Beach, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(8/15/2022)
RR
Arizona(8/15/2022)
IAR
California(8/13/2022)
RR
California(8/15/2022)
RR
Colorado(8/15/2022)
RR
Delaware(8/15/2022)
RR
Florida(8/15/2022)
RR
Hawaii(9/18/2025)
RR
Idaho(8/15/2022)
RR
Illinois(8/15/2022)
RR
Indiana(8/15/2022)
RR
Kansas(8/15/2022)
RR
Kentucky(8/15/2022)
RR
Massachusetts(8/15/2022)
RR
Michigan(8/15/2022)
RR
Minnesota(5/10/2023)
RR
Missouri(9/18/2025)
RR
Montana(8/15/2022)
RR
Nevada(8/15/2022)
RR
New Jersey(8/15/2022)
IAR
New Jersey(8/16/2022)
RR
New Mexico(8/15/2022)
RR
New York(8/15/2022)
RR
North Carolina(8/15/2022)
RR
Oregon(8/15/2022)
RR
Pennsylvania(8/15/2022)
RR
Puerto Rico(8/15/2022)
RR
South Carolina(8/15/2022)
RR
Texas(8/15/2022)
RR
Virginia(8/15/2022)
RR
Washington(8/15/2022)
RR
West Virginia(8/15/2022)
RR
Wyoming(8/15/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/10/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 University Square Drive, Princeton, NJ 08540
Mailing Address
Phone number
(609) 282-2000
Established
Firm type
Fiscal year end
# of Employees
1,457
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48,659 |
| AUM (Assets Under Management) | $ 508,159,772,327 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 10/24/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
