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Brooke Gais

Brooke Gais

OBERMEYER WEALTH PARTNERS
Aspen, CO 81611
Some features on this profile are disabled
CRD#: 6519113
Brooke Gais

Professional summary

Brooke Gais, CFP®, who also goes by Brooke Gais, Brooke Micah Perkins, Brooke Perkins, is a registered financial advisor currently at OBERMEYER WEALTH PARTNERS located in Aspen, Colorado.

Brooke is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Brooke has worked at 2 firms and has passed the SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brooke Gais | Brooke Micah Perkins | Brooke Perkins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brooke Gais's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2022

Experience

Current

September 29, 2023 - Present

OBERMEYER WEALTH PARTNERS

Office #1: 501 Rio Grande Place Suite 107, Aspen, CO 81611
RIA
CRD#: 110069
Aspen, CO
Past

March 27, 2017 - April 28, 2017

MORGAN STANLEY

BD
CRD#: 149777
GLENVIEW, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OW
OBERMEYER WEALTH PARTNERS
OBERMEYER ASSET MANAGEMENT CO | OBERMEYER WOOD INVESTMENT COUNSEL, LLLP | OBERMEYER WEALTH PARTNERS | OBERMEYER ASSET MANAGEMENT, LLC

CRD#: 110069 / SEC#: 801-54953

RIA
Registered Investment Advisory firm - (10/10/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(9/29/2023)

Exams

General Industry/Product Exam
RR
SIE
Date: 4/28/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/27/2017
General Securities Representative Examination

Current Firm

OW
OBERMEYER WEALTH PARTNERS
OBERMEYER ASSET MANAGEMENT CO | OBERMEYER WOOD INVESTMENT COUNSEL, LLLP | OBERMEYER WEALTH PARTNERS | OBERMEYER ASSET MANAGEMENT, LLC

CRD#: 110069 / SEC#: 801-54953

RIA
Registered Investment Advisory firm - (10/10/1997 Approved)
PREMIUM
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Contact information

Main Address
501 Rio Grande Place Suite 107, Aspen, CO 81611
Mailing Address
Phone number
(970) 925-8747
Established
Firm type
Fiscal year end
# of Employees
28

SEC notice filing (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

20250529 OWP FORM ADV PART 2A (5/29/2025)

Regulatory assets under management

Total Number of Accounts2,552
AUM (Assets Under Management)$ 2,605,361,223

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/21/2025
Cover Page
Report
06/27/2024
Cover Page
Report
12/22/2023
Cover Page
Report
02/06/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OBERMEYER WEALTH PARTNERS

CRD#: 110069Aspen, CO 81611

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